Third Financial Selects Qomply for Strategic MiFID Transaction Reporting Accuracy
30 Nov 2021
Third Financial has selected Qomply, a leading transaction reporting technology firm, to provide integrated end-to-end MiFID Transaction Reporting accuracy checks within its FCA-regulated Investment Platform provider, Third Platform Services..
Qomply Named Compliance System of the Year for 2021
15 October 2021
Qomply has been recognised as the Compliance System of the Year by the Global Investor Group Investment Excellence Awards 2021.
The award reflects Qomply's advanced rules engine and technology that simplifies accurate MiFIR, EMIR, and SFTR reporting.
Qomply and Euronext Announce Partnership
21 Sept 2021
With MiFID implementation costing the industry over €2.5bn, firms are now seeking more cost-effective solutions as regulations mature.
By linking services, Qomply and Euronext provide clients with a straightforward solution without the high cost and complications of integrating separate solutions.
Qomply Beefs Up Advisory Team with Appointment of David Peniket
7 September 2021
Qomply announces David Peniket, former President of ICE Futures, Europe, as the latest appointment to its high-profile advisory team.
David helped spearhead the growth of Intercontinental Exchange (ICE) in Europe through an 18-year tenure at ICE Futures Europe. David led the ICE team which helped create the European Climate Exchange, and participated in a number of asset purchases, notably the creation of the Dutch exchange ICE Endex and the acquisition and integration of NYSE Euronext. Before joining ICE, David was a financial management consultant at KPMG.
Qomply Partners with REGIS-TR, European Trade Repository, As It Expands European Services
15 July 2021
This partnership will further support market participants in meeting their reporting obligations across Europe and in major European regulations
Qomply Scoops British Bank Award 2021
12 July 2021
Known as the Oscars for the banking industry, the British Bank Award for a regulatory firm went to Qomply for 2021.
Judged by their peers from across the market, Qomply was acknowledged for offering excellence in regulatory technology.
Qomply Webinar | Financial Markets Regulation
Post-Brexit Retrospective and Horizon Scanning
23 June 2021
Qomply hosts Webinar on 14 July 2021
Stephen Hanks - FCA
Dr. Kay Swinburne - KPMG
Damon Batten - Bovill
Moderated by Michelle Zak from Qomply.
Webinar | MiFID II Transaction Reporting
Common Reporting Issues and How to Resolve Them
19 May 2021
BDO hosts Qomply at Webinar on 16 June 2021
Top 10 rejections that firms are receiving from the regulators for their transactions.
Common hidden reporting errors
Common trade booking issues
The process of conducting a retrospective transaction report healthcheck, including the required three-way reconciliation process.
Qomply will demonstrate the use of technology to automatically identify, unpick and resolve errors in transaction reporting.
Troubleshooting MiFID | Resolving the CON-412 Rejection Code
12 May 2021
According the FCA, nearly 60pct of rejected transactions are due to the instrument not being found in their database. Even though firms have had three years to bed-in processes, the CON-412 rejection code continues to plague operations and compliance departments.
Learn how to use FREE tools to determine instrument reportability and avoid over reporting. Also, understand that trading venues sometimes fail to submit instrument data thereby resulting in an error on your side.
Qomply Wins Prestigious Sell-Side Technology Award for Its Transaction Reporting Platform
13 April 2021
Qomply is the winner of the prestigious “Best Sell-Side Newcomer” award from Waters Technology, one of the most respected accolades in the financial sector.
The Sell-Side Technology awards recognise the leading technologies and third-party vendors in their area of expertise, through an auditable and transparent methodology developed and managed by independent judges.
Qomply won the award for its innovative cloud-based platform that performs comprehensive diagnostics across every field of every trade contained in a transaction report for MiFID. Qomply implements methodologies used in electronic trading so as to ensure accurate and reliable results.
Qomply Welcomes Peter Green to Advisory Committee
31 March 2021
Peter brings more than 30 years of financial expertise and market insights, further strengthening Qomply in expanding its ambitions and building its momenteum. Peter will contribute strategic guidance, commercial insights, and operational expertise.
Paid Graduate Position Available at Qomply
22 March 2021
The Graduate Insight Programme is suitable for third-year university students with a thrist for knowledge and an entrepreneurial spirit.
Students gain experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.
Qomply and Bovill Announce Strategic Partnership
3 February 2021
Qomply, a leading transaction reporting RegTech firm, and Bovill, a global financial services regulatory consultancy, have announced a new partnership that will deliver a complete end-to-end transaction reporting service for financial institutions.
Qomply Launches Free MiFID Service
19 January 2021
As of 1 January 2021, the FCA started operating its own FIRDS database, a “golden source” of reference data for which 7 billion transactions depend. This places the FCA squarely in the spotlight as the integrity of data in the FCA FIRDS database is now instrumental in the regulatory obligations it had a hand in setting forward.
Qomply Announces Spring 2-week Insight Programme for First or Second Year Students
18 January 2021
You’ll gain real experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.
Transaction Reporting Webinar with Bovill Regulatory Experts
6 January 2021
An informal webinar offering participants the opportunity to ask questions relating to transaction reporting, compliance, and other regulatory topics. Qomply will be demonstrating their technology for checking transaction reports for accuracy, completeness, and over-reporting.
FCA Breaks from EU in Operating Data Repository that Underpins Key Regulation
20 January 2021
As of 1 January 2021, the FCA started operating its own FIRDS database, a “golden source” of reference data for which 7 billion transactions depend. This places the FCA squarely in the spotlight as the integrity of data in the FCA FIRDS database is now instrumental in the regulatory obligations it had a hand in setting forward.
FCA and ESMA to Launch Changes on 1st January 2021
10 December 2020
Changes to databases, service outages, and file size changes could impact firms if caught unaware. The FCA plans on doubling the amount of records made available in nightly files which could mean firms need to make available addition processing power to manage new file sizes.
Qomply Shortlisted for Best Trade Reporting Solution
3 December 2020
We are pleased to announce that Qomply has been shortlisted for the “TradingTech Insight Award” in the Trade Reporting Solutions category.
Part 2: Important Findings From Recent FCA Market Watches
11 November 2020
Part 2 of a discussion that takes an in-depth look at transaction reporting issues alongside resolution and remediation.
Part 1: Important Findings From Recent FCA Market Watches
2 November 2020
Investment Firms Start to Awaken to Little Known MiFID Regulation
25 June 2020
Strong likelihood that your firm is not complying with the MiFID II requirement for periodic reconciliation of transaction reports sent to the FCA.
Shutting Down of CME’s Regulatory Reporting Leaves Firms Scrambling to Fill Gap
19 May 2020
In a sign of things to come, CME’s announcement potentially foretells a story of unprofitability in a market where FinTech’s are encroaching and ROI eroding.
The Importance of Reconciling and Auditing Transaction Data
6 May 2020
Reconciling and auditing transaction data is an instrumental part of the reguluations with few firms complying.
FCA "hints" at Potential Enforcement in Key Areas: Part 1
15 April 2020
FCA fires shot across the bow in their Market Watch publications. Firms must tighten weakness in reporting as enforcement looms
FCA "hints" at Potential Enforcement in Key Areas: Part 2
9 April 2020
FCA fires shot across the bow in their Market Watch publications. Firms must tighten weakness in reporting as enforcement looms
Post-Brexit: 3rd Country Rules Impact UK Firms
26 March 2020
Post-Brexit may leave UK and EU viewing each other as a 3rd country. In which case, 3rd Country reporting requirements kick-in imposing requirements for more data in transaction reporting and data retainment of sensitive trader data.