Qomply Regulatory News and Events

Qomply Named Most Innovative Regulatory Solution 2022

Qomply Offers Game Changing Technology

18 May 2022

Qomply's recent recognition for innovation can be traced to its "Healthcheck" technology that instantly highlights problematic areas in the accuracy of a firm's transaction reporting. Immediate and accurate results that highlight potential issues lurking in MIFD/EMIR reports recognised as an industry game-changer.

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Insight Programme for First or Second Year Students

Qomply Insight Programme fro 2022

9 May 2022

Find yourself at the heart of the action

You’ll gain real experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.

Technical skills in Python will be required for this role as it places an emphasis on technology.

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Sales/Business Development Role at Qomply

Qomply Offers Flexible Role for Top Talent

3 May 2022

Qomply continues its expansion and offers flexible role aimed at attracting top sales talent in capital markets.

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Qomply Announces Rebrand

Qomply Brand Echos Forensic-level Checks

21 April 2022

New brand identity with fresh new logo and colours symbolic of the level of forensic detail dedicated to transaction report accuracy.

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Qomply Founder Michelle Zak Awarded Startup Professional of the Year

Michelle Zak from Qomply named Startup Professional of the Year

9 March 2022

The Qomply team is delighted to announce that our Managing Director and Co-founder, Michelle Zak has been awarded ‘Startup Professional of the Year’ at the Women in Technology and Data Awards 2022, hosted by Waters Technology.

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Former Trinity Mirror Head of Marketing Joins Qomply

Charlotte Valinotti Joins Qomply

9 February 2022

Qomply has announced Charlotte Valinotti, a former Head of Marketing at Trinity Mirror (now Reach Plc), as the latest high-profile appointment to the Qomply team.

Charlotte spent over 8 years at Trinity Mirror leading marketing at recognised divisions such as Digital Recruitment and Fish4jobs. Before Trinity Mirror, Charlotte held senior marketing positions across various firms as she delivered marketing solutions for recognised clients such as Microsoft, IBM and BT

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Banner Year for Qomply as it Won 3 Prestigious Industry Awards in 2021

Qomply validates its position as a leader in Regulatory Reporting

5 January 2021

Qomply has gone from strength-to-strength, with these awards serving as testimony to the robustness and relevancy of the Qomply platform in the market.

The Qomply platform continues to attract recognition from industry bodies as it offers one of the most comprehensive arsenals of Quality Assurance and accuracy checks in the industry.

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Third Financial Selects Qomply for Strategic MiFID Transaction Reporting Accuracy

Third Financial Selects Qomply for MiFIR Transaction Accuracy Checks

30 Nov 2021

Third Financial has selected Qomply, a leading transaction reporting technology firm, to provide integrated end-to-end MiFID Transaction Reporting accuracy checks within its FCA-regulated Investment Platform provider, Third Platform Services.

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Qomply Named Compliance System of the Year for 2021

Global Investor Investment Excellance Award 2021

15 October 2021

Qomply has been recognised as the Compliance System of the Year by the Global Investor Group Investment Excellence Awards 2021.

The award reflects Qomply's advanced rules engine and technology that simplifies accurate MiFIR, EMIR, and SFTR reporting.

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Qomply and Euronext Announce Partnership

Euronext and Qomply

21 Sept 2021

With MiFID implementation costing the industry over €2.5bn, firms are now seeking more cost-effective solutions as regulations mature.

By linking services, Qomply and Euronext provide clients with a straightforward solution without the high cost and complications of integrating separate solutions.

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Qomply Beefs Up Advisory Team with Appointment of David Peniket

David Peniket Joins Qomply

7 September 2021

Qomply announces David Peniket, former President of ICE Futures, Europe, as the latest appointment to its high-profile advisory team.

David helped spearhead the growth of Intercontinental Exchange (ICE) in Europe through an 18-year tenure at ICE Futures Europe. David led the ICE team which helped create the European Climate Exchange, and participated in a number of asset purchases, notably the creation of the Dutch exchange ICE Endex and the acquisition and integration of NYSE Euronext. Before joining ICE, David was a financial management consultant at KPMG.

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Qomply Partners with REGIS-TR, European Trade Repository, As It Expands European Services

REGIS-TR and Qomply

15 July 2021

This partnership will further support market participants in meeting their reporting obligations across Europe and in major European regulations

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Qomply Scoops British Bank Award 2021

Qomply takes another award in 2021

12 July 2021

Known as the Oscars for the banking industry, the British Bank Award for a regulatory firm went to Qomply for 2021.

Judged by their peers from across the market, Qomply was acknowledged for offering excellence in regulatory technology.

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Qomply Wins Prestigious Sell-Side Technology Award for Its Transaction Reporting Platform

Prestigious Sell-Side Technology Award

13 April 2021

Qomply is the winner of the prestigious “Best Sell-Side Newcomer” award from Waters Technology, one of the most respected accolades in the financial sector.

The Sell-Side Technology awards recognise the leading technologies and third-party vendors in their area of expertise, through an auditable and transparent methodology developed and managed by independent judges.

Qomply won the award for its innovative cloud-based platform that performs comprehensive diagnostics across every field of every trade contained in a transaction report for MiFID. Qomply implements methodologies used in electronic trading so as to ensure accurate and reliable results.

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Qomply Welcomes Peter Green to Advisory Committee

Qomply Advisory Committee

31 March 2021

Peter brings more than 30 years of financial expertise and market insights, further strengthening Qomply in expanding its ambitions and building its momenteum. Peter will contribute strategic guidance, commercial insights, and operational expertise.

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Paid Graduate Position Available at Qomply

3-6 Month Paid Graduate Position

22 March 2021

The Graduate Insight Programme is suitable for third-year university students with a thrist for knowledge and an entrepreneurial spirit.

Students gain experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.

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Qomply and Bovill Announce Strategic Partnership

Qomply and Bovill Partnership

3 February 2021

Qomply, a leading transaction reporting RegTech firm, and Bovill, a global financial services regulatory consultancy, have announced a new partnership that will deliver a complete end-to-end transaction reporting service for financial institutions.

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Qomply Launches Free MiFID Service

FIRDs Lookup Service for MiFID Reportability

19 January 2021

As of 1 January 2021, the FCA started operating its own FIRDS database, a “golden source” of reference data for which 7 billion transactions depend. This places the FCA squarely in the spotlight as the integrity of data in the FCA FIRDS database is now instrumental in the regulatory obligations it had a hand in setting forward.

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Qomply Announces Spring 2-week Insight Programme for First or Second Year Students

Two-week programme for students

18 January 2021

You’ll gain real experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.

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FCA Breaks from EU in Operating Data Repository that Underpins Key Regulation

FCA starts its own FIRDS database post-brexit

20 January 2021

As of 1 January 2021, the FCA started operating its own FIRDS database, a “golden source” of reference data for which 7 billion transactions depend. This places the FCA squarely in the spotlight as the integrity of data in the FCA FIRDS database is now instrumental in the regulatory obligations it had a hand in setting forward.

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FCA and ESMA to Launch Changes on 1st January 2021

FCA and ESMA launch changes to FIRDS

10 December 2020

Changes to databases, service outages, and file size changes could impact firms if caught unaware. The FCA plans on doubling the amount of records made available in nightly files which could mean firms need to make available addition processing power to manage new file sizes.

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Qomply Shortlisted for Best Trade Reporting Solution

Qomply shortlisted for award

3 December 2020

We are pleased to announce that Qomply has been shortlisted for the “TradingTech Insight Award” in the Trade Reporting Solutions category.

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Investment Firms Start to Awaken to Little Known MiFID Regulation

Qomply Diagnostic

25 June 2020

Strong likelihood that your firm is not complying with the MiFID II requirement for periodic reconciliation of transaction reports sent to the FCA.

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Shutting Down of CME’s Regulatory Reporting Leaves Firms Scrambling to Fill Gap

Abide shuts down

19 May 2020

In a sign of things to come, CME’s announcement potentially foretells a story of unprofitability in a market where FinTech’s are encroaching and ROI eroding.

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FCA "hints" at Potential Enforcement in Key Areas: Part 1

MiFID enforcement

15 April 2020

FCA fires shot across the bow in their Market Watch publications. Firms must tighten weakness in reporting as enforcement looms

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FCA "hints" at Potential Enforcement in Key Areas: Part 2

Key Areas for MiFID

9 April 2020

FCA fires shot across the bow in their Market Watch publications. Firms must tighten weakness in reporting as enforcement looms

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Post-Brexit: 3rd Country Rules Impact UK Firms

Third Country Rules

26 March 2020

Post-Brexit may leave UK and EU viewing each other as a 3rd country. In which case, 3rd Country reporting requirements kick-in imposing requirements for more data in transaction reporting and data retainment of sensitive trader data.

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