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19 August 2024
Led by former-FCA regulator Sophia Fulugunya, Qomply’s CPD accredited, half-day in person MiFID II Transaction Reporting 101 Training provides participants with a strong understanding of the transaction reporting requirements for MiFID investment firms. Ideal for new starters or as a MiFIR refresher.
8 August 2024
Jaeyda Dovie joined Qomply's Intern Programme while pursuing her Bachelor's in Politics and International Relations from the University of Birmingham. Jaeyda discusses why she chose Qomply, her favourite parts of the internship and the new skills she has learnt over the past few weeks.
2 August 2024
You’ll gain real experience working as part of a team in a real role.
The Internship Programme offers a bespoke learning environment to develop your technical and soft skills. By the end of this internship, you will have a firmer understanding of software development, technology, finance, and working in a RegTech/FinTech.
4 July 2024
We are seeking a detail-oriented and experienced Associate to join our team as Trade and Transaction Reporting Manager. The ideal candidate will have 2-3 years of experience in trade and transaction reporting, with a strong understanding of MiFIR and EMIR regulations. Knowledge of SFTR, ASIC, CFTC, and MAS regulations is highly desirable.
23 June 2024
Qomply is hiring a Senior Python Developer! Join our dynamic team to design and implement cutting-edge solutions for financial institutions, helping them comply with complex regulatory reporting requirements. We serve a diverse client base, from large tier-one banks to niche firms, using the latest analytics and technology.
04 June 2024
Qomply announces its expansion into the United States with a CFTC reporting solution. Qomply's entry into the US market coincides with recent enforcement activity by the US CFTC regulator. The fines handed down sent a clear message to firms dealing in Over-the-Counter derivatives to either prioritise accurate reports or face severe penalties.
22 May 2024
A fantastic opportunity to gain real business development experience in a FinTech. By the end of this internship, you will have a firmer understanding of business development outreach and working in a FinTech/RegTech. This is a part-time role based in our Holborn office.
14 May 2024
Led by former-FCA regulator Sophia Fulugunya, Qomply’s CPD accredited MiFID II Transaction Reporting 101 Training provides participants with a strong understanding of the transaction reporting requirements for MiFID investment firms.
9 April 2024
ESMA formally announced significant revisions to the MiFIR reporting framework that will impact MIFID investment firms. This shake-up is a result of ESMA's recent MiFIR review.
Substantial changes to the financial instruments reference data reporting (FIRDs) framework are being proposed with ESMA assessing impact on firms and technology.
3 April 2024
Yiqing Li joins Qomply’s Intern Programme having recently graduated from University of Edinburgh with a Masters Degree in Statistics. Yiqing discusses her time at Qomply and her continuous development.
25 March 2024
Former FCA regulator, Sophia Fulugunya and Qomply's Michelle Zak discuss areas that are attracting regulatory attention, common MiFID pain points, industry conventions and how to successfully manage a remediation project.
This interactive session - covered by Chatham House rules - mifid-workshop/index.html participants to discuss their MiFID transaction reporting pain points in an intimate and collegial setting.
"Learn from peers" in a session that encourages the exchange of knowledge and practical approaches.
11 Mar 2024
Co-founders Michelle Zak and Stuart Hartley share their thoughts on Qomply's recent awards for Diversity and Inclusion including their latest award from Waters Technology for Best Company for Diversity and Inclusion 2024.
14 Feb 2024
With the recent increase in regulatory activity around transaction reporting, Kroll and Qomply's Breakfast Briefing will discuss areas that are attracting regulatory attention and how to properly manage a remediation project.
1 Feb 2024
In Qomply’s 30-minute webinar, we will delve into the industry conventions and the expectations of the regulator for MiFID transaction reporting. The benefits of having a robust systems & controls framework and practices around that framework will be discussed. Qomply's ReportAssure solution will be used to illustrate the implementation of best practices so that the audience benefits from the "theory" and the "application" of the principles discussed.
29 Jan 2024
Qomply's Director of Transaction Reporting, Sophia Fulugunya, speaks to Asset Servicing Times about data published by the Financial Conduct Authority (FCA) suggesting that 50 per cent of MiFID II investment firms are not fully compliant with the regulations.
10 Jan 2024
We caught up with Qomply's newly appointed Director of Transaction Reporting, Sophia Fulugunya to find out how her first few months in the role have been and what her industry predictions are for 2024.
8 Jan 2024
Find yourself at the heart of the action
You’ll gain real experience working as part of a team in a real role. The Internship Programme offers a bespoke learning environment to develop your technical and soft skills. By the end of this internship, you will have a firmer understanding of software development, finance, and working in a FinTech/RegTech.
3 Jan 2024
A great opportunity for an experienced digital marketer to build on their existing skills in a dynamic, supportive company with seasoned professionals to mentor and develop your strengths.
This is a part-time role, predominantly based in our Holborn office.
30 Nov 2023
Qomply's Sophia Fulugunya features on the cover of November's Asset Servicing Times discussing how firms are struggling with MiFID II with research suggesting 50 per cent of firms are still not compliant. Sophia delves into some of the issues including late reporting, inaccurate data and under and over reporting and highlights the importance of regular reconciliations.
29 Nov 2023
Qomply secured two remarkable recognitions-the Regulatory Reporting Solution of the Year & Trade Reconciliation Solution of the Year in the Global Investor Group FOW International Awards 2023.
Qomply continues to be recognised as a first-in-class solution for transaction reporting.
22 Nov 2023
Bo Xu joined Qomply’s Intern Programme having recently graduated from King's College London with a Master's degree in Computational Finance. Discussing his reasoning behind choosing Qomply, Bo emphasises the importance of the new skills he's gained while working within the FinTech sector.
31 Oct 2023
Qomply is delighted to announce the appointment of Sophia Fulugunya as Director of Transaction Reporting. Sophia brings a wealth of experience to her new role, having spent six years at the UK Financial Conduct Authority (FCA), where she specialised in MiFID II Transaction Reporting and Instrument Reference Data regimes.
30 Oct 2023
Join Qomply’s Michelle Ricci Zak, Andrew Bayley from ISDA and Alex Chow from the Investment Association for a Breakfast Roundtable EMIR Refit discussion.
Both panellists, Alex Chow and Andrew Bayley, have led working groups for their respective trade bodies. They have a first-hand view of challenges and concerns across the industry as the race to GO-Live commences.
27 Oct 2023
Join us for an exclusive Qomply breakfast roundtable, where we're delighted to introduce Sophia Fulugunya, formerly with the UK Financial Conduct Authority (FCA) Markets Reporting Team. She brings an extensive experience on the front lines of transaction reporting, making her the perfect guide to navigate the complexities of MiFID reporting.
17 Oct 2023
A 30-minute webinar that delves into transaction reporting best practices in greater detail & demonstrates implementation using Qomply's free tools & technology. By integrating these practices and leveraging the Qomply platform, you'll be better prepared to meet the ever-evolving MiFID Transaction Reporting requirements.
17 Oct 2023
We are pleased to offer an exceptional and exclusive opportunity for an EMIR/EMIR-REFIT Business Analyst or Regulatory Reporting Subject Matter Expert (SME) to join Qomply on a 6-month contract basis.
11 Oct 2023
Join Qomply’s Michelle Ricci Zak, Zach Johnson and Judy Leung from Kroll and Alex Chow from the Investment Association for a Breakfast Roundtable discussion on MiFIR Transaction Reporting: Keeping on the the Right Side of the Regulator at 8.30am on 19 October at the Shard.
10 Oct 2023
Staša Đorojević joined Qomply’s Intern Programme having recently graduated from Imperial College Business School with a master's degree in management. Staša discusses why she chose Qomply for her internship, the new skills she has learnt and her opinion on the fintech industry.
25 Sept 2023
Qomply's Michelle Zak features on the cover of September's edition of Asset Servicing Times discussing how the Qomply can help those tackling the EMIR Refit, amid skyrocketing operational and regulatory costs.
With constrained budgets, firms are seeking cost-savings across operations, regulatory reporting and oversight. Some firms are opting for a scalable approach towards outsourcing.
1 Sept 2023
On 19 September 2023, Qomply will bring together industry experts to discuss MiFID transaction reporting and issues that continue to challenge firms.
Jake Green, Practice Group Co-Head, Global, Finance Regulatory at Ashurst Legal Firm, and Adam Soilleaux, Associate Director of Financial Services Advisory at BDO will join Michelle Zak, Co-Founder of Qomply, for an industry discussion.
30 Aug 2023
Qomply scooped another award as it was named as the Best Regulatory Transaction Reporting Solution Provider by Wealth & Finance.
Qomply continues to be recognised as a first-in-class solution for transaction reporting.
30 Aug 2023
Master of Civil Engineering Graduate from Imperial College London, Jack McNish, joins the team as a Junior Developer. Jack started as a summer intern at Qomply in July and has recently joined the team permanately.
Jack shares insights gained during his internship and discusses how he plans to build on them in his new role.
25 July 2023
This summer Larry Wang joined Qomply’s Technology Internship Programme. With a Bachelor’s degree in Mathematics from Imperial College London, Larry discusses his coding background and his future career plans in coding and finance.
3 July 2023
Qomply's Stuart Hartley features in the June issue of Asset Servicing Times discussing why system testing is an industry must, and how automatic regression testing can clear the pathway toward customer satisfaction and regulatory compliance.
22 June 2023
Anishka Parashar joined Qomply’s Intern Programme while pursuing her Bachelors in Digital Culture from King’s College London. Anishka discusses why she chose Qomply, her favourite parts of the internship and the new skills she has learnt over the past few weeks.
24 May 2023
He Li has joined Qomply’s Spring 2023 Technology Internship Programme after recently completing her Master’s Degree in Machine Learning and Big Data at Imperial College. He also possesses a Bachelor's Degree in Physics from Renmin University in China.
3 May 2023
Keep up with changes to the EMIR reporting regime through Qomply's EMIR Refit Toolbox. Plug and Play Toolbox puts you on the front foot in ensuring the accuracy of your EMIR Refit Reports.
17 April 2023
On 11 May, 2023, Qomply will host our roundtable event bringing together Tom Soden, manager of the Markets Reporting Team (MRT) at the FCA, and Michelle Zak, Co-Founder of Qomply, for an industry discussion MiFID transaction reporting and the issues that continue to challenge firms.
Tom manages the Markets Reporting Team (MRT) at the FCA . This is the team that is responsible for monitoring the completeness and accuracy of transaction reports and for setting RTS22 and RTS23 policy requirements.
4 April 2023
Michelle Zak, co-founder and managing director at technology provider Qomply, speaks to Asset Servicing Times about how Qomply is disrupting the market by empowering firms to take control of their transaction reporting costs.
28 March 2023
Award recognises Qomply's Internship Programme for providing young individuals with valuable, hands-on experience in working at a RegTech. Programme works to foster innovation and encourage entrepreneurialism whilst introducing students to the finance industry.
1 March 2023
Award recognises Qomply's ReportAssure Solution which performs Quality Assurance, accuracy, timeliness and completeness checks for regulatory transaction reporting - instantly delivering one of the most comprehensive arsenals of accuracy checks in the industry.
Qomply’s accelerated growth has led it to be a recognised leader in delivering flexible, client-centric solutions that are attractive across the spectrum of small-to-large sized investment firms.
16 Feb 2023
Find yourself at the heart of the action
A fantastic opportunity to gain real marketing and business development experience in an up-and-coming FinTech company in the heart of the City of London.
31 January 2023
Disruptive, Game-Changing Technology: QomplyDirect removes extra ARM fees by offering the flexibility of sending reports directly to the FCA via a firm’s own infrastructure.
Changes the way the industry thinkgs about MiFID Transaction Reporting.
5 December 2022
KPMG and Innovate Finance publish report illustrating the increasing cost of compliance amongst financial firms and the increase in adoption rates of RegTech solutions.
Qomply was invited to contribute to the report that highlights how solutions like Qomply are disrupting the market and helping financial firms comply.
22 November 2022
The partnership enables Qomply and UnaVista to offer easier integration of trading platforms with regulatory reporting systems, delivering more efficient compliance for their clients.
Bringing together the best-in-class capabilities of both firms, financial services firms across the UK and Europe can fulfill their regulatory reporting obligations more simply and efficiently.
19 October 2022
Speakers from the FCA, the Investment Association, Kroll, KPMG and Tradeweb were joined by delegates across the finance industry including representatives from asset and wealth management firms, investment banks, trading venues, brokerages, and regulatory consultancies. Those who couldn’t attend in person joined the sessions via a live webinar stream.
Download Recording for Session 2 - Transaction Reporting Pain Points.
31 August 2022
Qomply announces its inaugural Regulatory Conference 2022 to be hosted in the beautiful, grade-II listed One Moorgate Place, City of London, the home of Chartered Accountants' Hall on 6th October 2022.
03 August 2022
Regulator may have been "attempting to make the UK market fit into a wholesale cross-border regime" says Head of the Financial Trade Body EVIA, in response to the recent Consultation Paper from the FCA.
26 July 2022
Yann Divet is a first-year engineering student at the University of Cambridge who recently joined Qomply’s Summer Intern Programme. Yann discusses what it’s like to work for a FinTech/RegTech, his passion for coding, and how he fits time in for swimming.
12 July 2022
Arunabh Bagchi is a first-year theoretical physicist at Imperial College London. Arunabh has a keen interest in finance and wishes to pursue a career in trading - with a specific emphasis on using mathematical models to predict trends in the markets.
28 June 2022
Michelle Zak, co-founder and managing director at technology provider Qomply, analyses the collapse of US firm Archegos Capital Management, and how its US$10 billion loss in 2021 highlighted the need for the industry to increase the introduction of systemic risk controls.
18 May 2022
Qomply's recent recognition for innovation can be traced to its "Healthcheck" technology that instantly highlights problematic areas in the accuracy of a firm's transaction reporting. Immediate and accurate results that highlight potential issues lurking in MIFD/EMIR reports recognised as an industry game-changer.
9 May 2022
Find yourself at the heart of the action
You’ll gain real experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.
Technical skills in Python will be required for this role as it places an emphasis on technology.
3 May 2022
Qomply continues its expansion and offers flexible role aimed at attracting top sales talent in capital markets.
21 April 2022
New brand identity with fresh new logo and colours symbolic of the level of forensic detail dedicated to transaction report accuracy.
9 March 2022
The Qomply team is delighted to announce that our Managing Director and Co-founder, Michelle Zak has been awarded ‘Startup Professional of the Year’ at the Women in Technology and Data Awards 2022, hosted by Waters Technology.
9 February 2022
Qomply has announced Charlotte Valinotti, a former Head of Marketing at Trinity Mirror (now Reach Plc), as the latest high-profile appointment to the Qomply team.
Charlotte spent over 8 years at Trinity Mirror leading marketing at recognised divisions such as Digital Recruitment and Fish4jobs. Before Trinity Mirror, Charlotte held senior marketing positions across various firms as she delivered marketing solutions for recognised clients such as Microsoft, IBM and BT
5 January 2021
Qomply has gone from strength-to-strength, with these awards serving as testimony to the robustness and relevancy of the Qomply platform in the market.
The Qomply platform continues to attract recognition from industry bodies as it offers one of the most comprehensive arsenals of Quality Assurance and accuracy checks in the industry.
30 Nov 2021
Third Financial has selected Qomply, a leading transaction reporting technology firm, to provide integrated end-to-end MiFID Transaction Reporting accuracy checks within its FCA-regulated Investment Platform provider, Third Platform Services.
15 October 2021
Qomply has been recognised as the Compliance System of the Year by the Global Investor Group Investment Excellence Awards 2021.
The award reflects Qomply's advanced rules engine and technology that simplifies accurate MiFIR, EMIR, and SFTR reporting.
21 Sept 2021
With MiFID implementation costing the industry over €2.5bn, firms are now seeking more cost-effective solutions as regulations mature.
By linking services, Qomply and Euronext provide clients with a straightforward solution without the high cost and complications of integrating separate solutions.
7 September 2021
Qomply announces David Peniket, former President of ICE Futures, Europe, as the latest appointment to its high-profile advisory team.
David helped spearhead the growth of Intercontinental Exchange (ICE) in Europe through an 18-year tenure at ICE Futures Europe. David led the ICE team which helped create the European Climate Exchange, and participated in a number of asset purchases, notably the creation of the Dutch exchange ICE Endex and the acquisition and integration of NYSE Euronext. Before joining ICE, David was a financial management consultant at KPMG.
15 July 2021
This partnership will further support market participants in meeting their reporting obligations across Europe and in major European regulations
12 July 2021
Known as the Oscars for the banking industry, the British Bank Award for a regulatory firm went to Qomply for 2021.
Judged by their peers from across the market, Qomply was acknowledged for offering excellence in regulatory technology.
13 April 2021
Qomply is the winner of the prestigious “Best Sell-Side Newcomer” award from Waters Technology, one of the most respected accolades in the financial sector.
The Sell-Side Technology awards recognise the leading technologies and third-party vendors in their area of expertise, through an auditable and transparent methodology developed and managed by independent judges.
Qomply won the award for its innovative cloud-based platform that performs comprehensive diagnostics across every field of every trade contained in a transaction report for MiFID. Qomply implements methodologies used in electronic trading so as to ensure accurate and reliable results.
31 March 2021
Peter brings more than 30 years of financial expertise and market insights, further strengthening Qomply in expanding its ambitions and building its momenteum. Peter will contribute strategic guidance, commercial insights, and operational expertise.
22 March 2021
The Graduate Insight Programme is suitable for third-year university students, or recent graduates, with a thrist for knowledge and an entrepreneurial spirit.
Candidates gain experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.
3 February 2021
Qomply, a leading transaction reporting RegTech firm, and Bovill, a global financial services regulatory consultancy, have announced a new partnership that will deliver a complete end-to-end transaction reporting service for financial institutions.
19 January 2021
As of 1 January 2021, the FCA started operating its own FIRDS database, a “golden source” of reference data for which 7 billion transactions depend. This places the FCA squarely in the spotlight as the integrity of data in the FCA FIRDS database is now instrumental in the regulatory obligations it had a hand in setting forward.
18 January 2021
You’ll gain real experience in a real role, working on anything from quality assurance and marketing projects to research and analysis, according to the business area that interests you. Qomply provides training, guidance, shadowing, and mentoring.
20 January 2021
As of 1 January 2021, the FCA started operating its own FIRDS database, a “golden source” of reference data for which 7 billion transactions depend. This places the FCA squarely in the spotlight as the integrity of data in the FCA FIRDS database is now instrumental in the regulatory obligations it had a hand in setting forward.
10 December 2020
Changes to databases, service outages, and file size changes could impact firms if caught unaware. The FCA plans on doubling the amount of records made available in nightly files which could mean firms need to make available addition processing power to manage new file sizes.
3 December 2020
We are pleased to announce that Qomply has been shortlisted for the “TradingTech Insight Award” in the Trade Reporting Solutions category.
25 June 2020
Strong likelihood that your firm is not complying with the MiFID II requirement for periodic reconciliation of transaction reports sent to the FCA.
19 May 2020
In a sign of things to come, CME’s announcement potentially foretells a story of unprofitability in a market where FinTech’s are encroaching and ROI eroding.
15 April 2020
FCA fires shot across the bow in their Market Watch publications. Firms must tighten weakness in reporting as enforcement looms
9 April 2020
FCA fires shot across the bow in their Market Watch publications. Firms must tighten weakness in reporting as enforcement looms
26 March 2020
Post-Brexit may leave UK and EU viewing each other as a 3rd country. In which case, 3rd Country reporting requirements kick-in imposing requirements for more data in transaction reporting and data retainment of sensitive trader data.
Want to know more or just want to phone us up for a chat?
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Qomply is the trading name of Qomply Limited and is a private limited company registered in England and Wales with registered number 12082474, VAT Number 357 7105 86 and registered address: 133-137 Fetter Lane, London, EC4A 1BF, UK.