Insights into Upcoming Regulatory Changes and Clarification of Rules

Qomply announces its inaugural Regulatory Conference 2022 to be hosted in the beautiful, grade-II listed One Moorgate Place, City of London, the home of Chartered Accountants' Hall on 6th October 2022.

Delegates are invited for free to hear speakers from the FCA, Investment Association, KPMG, Kroll, Tradeweb, Qomply and other industry practitioners discuss and share their insights into upcoming regulatory initiatives impacting the Financial Sector.

The first session entitled Horizon Scanning and Industry Insights will see a panel of representatives from the FCA, KPMG, Investment Association and Tradeweb discuss regulatory initiatives and the impact across the financial industry. Topics range from proposed changes to regulations, regulatory capital expenditure, resourcing, regulatory agility, operational agility, and horizon scanning.

The second session on Transaction Reporting - Industry Pain Points and Common Themes with speakers from Kroll, the Investment Association, Tradeweb and Qomply, will explore the Top 5 Industry Challenges regarding Transaction Reporting including a deep-dive into transaction reporting, peer challenges, the value of systems & controls, things that can go wrong, and interacting with regulators.

“We are delighted to be hosting such high calibre speakers from across the Financial Regulatory industry at Qomply’s first Regulatory Conference held in the stunning One Moorgate Place. By bringing together key players from across the industry, we can discuss and share insights into upcoming regulatory initiatives, industry challenges and best practices” says Qomply Managing Director, Michelle Zak.

There will also be a free RegClinic where delegates can receive answers to their regulatory questions in a one-to-one session as well as networking and demonstrations.

Delegates can attend in-person or via a livestream webinar. Places are limited therefore you are invited to book now for free.

For more information and a full conference schedule, visit our conference website.