Direct control in managing your transaction reporting and your costs
Empowers firms to send transaction reports directly to the FCA – eliminating the need for an ARM.
QomplyDirect enriches transaction reports, filters by reportability, and validates. Users then send directly to the FCA and monitor and manage status through the Qomply platform. A full-service solution for firms wishing to retain control of their reporting and eliminate the requirement for an ARM.
Firms wishing to undergo a staged migration may elect to continue using the ARM to submit their data in conjunction with QomplyDirect as it can connect directly to most leading ARMs. Users are able to monitor report status through one portal – QomplyDirect.
For firms wishing to implement a completely “hands-off” solution, QomplyDirect can be used in conjunction with QompyEngine. QomplyEngine that will take raw trade files directly from a drop point, create the transaction report on behalf of the firm, enrich, filter, validate and send. Large data volumes can be managed automatically via our API.
For more information on reporting directly to the FCA, see our FAQ page here.
CONTROL
Retain control of your transaction reporting and eliminate the requirement for an ARM by connecting directly with the FCA.
COST EFFECTIVE
Realise costs savings and gain efficiencies by reporting directly to the regulator. Remove costly back-reporting charges.
FLEXIBILITY
Various options available based on your needs from a staged migration to a full end-to-end service.
CONSOLIDATION
Streamline and monitor the status of your transaction reports through one portal – QomplyDirect.
END TO END SERVICE
Combined with QomplyEngine, QomplyDirect takes care of it all - from creating the transaction report to response monitoring.
