TRANSACTION REPORTING RIGHT FIRST TIME

Regulatory Intelligence.

Forensic technology and regulatory expertise combine to deliver accurate, compliant reporting without the operational burden.

Complete confidence in your transaction reporting.

MIFIR | EMIR | CFTC | CSA | SFTR | ASIC | MAS | HKMA

Explore Regulatory Intelligence Solutions
qomply regIQ
Qomply’s RegIQ Hub

One Centralised Platform. Multiple Delivery Channels.

RegIQ Hub is Qomply’s centralised regulatory intelligence engine for transaction reporting accuracy and reconciliation.

Solutions: Feature Rich Cloud Solutions

Our cloud-based solutions wrap our underlying regulatory intelligence into feature rich dashboards and tools.

Services: Managed Services

Prefer a hands-free model? Plug into a Team of regulatory and technology experts for delegated reporting operations that use the same centralised intelligence framework.

Straight: AI and Automation Channels

Plug directly into our regulatory intelligence via API or AI agents. Retrieve structured answers instantly and embed validated logic into your own systems.

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Three deliver models, one centralised platform
Complete confidence in your transaction reporting

Recognised Authority in Reporting Accuracy

Qomply's solution underpins regulatory enforcement reviews and HealthChecks conducted by leading regulatory consultancies. This same forensic-level technology is made available to firms as a subscription service.

  • Avg. 65% cost reduction for clients
  • Avg. 55% reduction in reporting errors
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Testimonials

Trusted by top investment firms

Learn how Qomply helps leading investment firms meet regulatory demands with confidence.

  • Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.

    Zach Johnson Director, Regulatory Consulting, Kroll
    Kroll
  • Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.

    Simon Hebb Compliance Director, Gore Browne Investment Management
    Gore Browne Investment Management
  • Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.

    Martin Williams Head of Investment Operations, Arbuthnot Latham
    Arbuthnot Latham
  • Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.

    Director, Professional Services Consulting Firm, BDO
    BDO
  • By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.

    James Waterman Operations Director, Third Financial
    Third Financial
  • Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.

    Eoghan Hartigan Managing Consultant, Bovill Regulatory Consultants
    Bovill
  • Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.

    John Gilles Head of Operations - Senior Associate, Irwin Mitchell Asset Management
    Irwin Mitchell
  • Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.

    Variance Capital
    Variance Capital
  • Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.

    Oliver Stanton Compliance Manager & Data Protection Officer, James Sharp & Co.
    James Sharp & Co.
  • Kroll
  • Gore Browne Investment Management
  • Arbuthnot Latham
  • BDO
  • Third Financial
  • Bovill
  • Irwin Mitchell
  • Variance Capital
  • James Sharp & Co.
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Resources

Expert resources on regulatory reporting

Analysis, case studies, and events covering transaction reporting and regulatory compliance.

  • Qomply Expands to Hong Kong to Support APAC Firms Amidst Regulatory Rewrites and “Fintech 2025” Push
    NEWS

    Qomply Expands to Hong Kong

    Qomply opens a Hong Kong office to help APAC firms manage HKMA, MAS, and ASIC transaction reporting rewrites, strengthening data quality, governance, and compliance controls as enforcement intensifies across the region.

  • EMIR Refit Webinar with the FCA: Supervisory Expectations and Practical Implementation
    WEBINAR

    Qomply Hosts FCA Speaker
    in EMIR Refit Webinar

    Join the FCA’s EMIR reporting technical lead for a practical, supervisor-led session on UK EMIR Refit expectations including governance, systems & controls, remediation standards, QA and reconciliation, plus a live Q&A on data quality challenges like stale valuations, UPI vs ISIN and CFI codes.

  • Qomply and BDO Host CP25/32 Webinar
    Event

    Qomply and BDO Host CP25/32 Webinar

    This webinar will explore the FCA's CP25/32 on Improving the UK transaction reporting regime and its implications for MiFID firms.

  • FCA Releases Proposed Changes to MiFID 2025
    Analysis

    FCA Releases Proposed Changes to MiFID

    The FCA has released its long-awaited Consultation Paper (CP25/32) on Improving the UK Transaction Reporting Regime. This marks the first meaningful indication of the FCA’s direction for the next evolution of MiFID in the UK…

Solutions

Purpose-built solutions and services for regulatory reporting

Designed to improve accuracy, reduce risk, and support confident transaction reporting.

Have more questions or want to see how our Solutions work in practice?

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