Qomply | Transaction Reports, Right First Time
Qomply

Qomply removes costly transaction reporting fees, increases operational efficiency, and empowers firms to take control of the quality of their transaction reporting. Best-in-class technology solutions for MiFID, EMIR, SFTR, CFTC, and ASIC that are easy to use and affordable.

Winner WatersTechnology Best Newcomer 2021
Winner British Bank Award 2021 RegTech Partner of the Year

Transaction Reporting Right First Time

Qomply takes away the pain in transaction reporting by ensuring reports are right the first time.

Transaction reporting Quality Assurance, Remediation and Day-to-Day processing of reports are straightforward with Qomply.

Qomply’s technology automatically executes a sophisticated matrix of rules and scenarios, from field-to-business-logic level, across reports. With thousands of validation rules, Qomply easily exceeds the 250 validation rules set forth by the regulators.

Qomply’s easy-to-use dashboard empowers firms to send their reports directly to the regulator – bypassing costly fees with efficient, straight-through processing power.

This all leads to the fewest number of steps in the pipeline of reporting and ensuring reports are right the first time.

Read about our newest offering: QomplyDirect

Qomply Onboards Former FCA Regulator The Qomply Trade Reconciler for MiFID II performs trade reconciliations across large data sets The Qomply Trade Reconciler for MiFID II performs trade reconciliations across large data sets

Rely on Qomply

Quality Assurance Assurance: Thousands of Checks in a Click

Our proprietary rules engine goes far beyond the standard validation checks to give you the assurance that reports are complete and accurate as possible.

Diagnostic Tool Affordable Modular Pricing

Our affordable and flexible subscription model allows you to scale up as your business grows.

Diagnostic Tool Plug & Play

With our easy to use and straight-forward interfaces, you’ll be up and running within minutes - freeing up time and resources for compliance and operations staff.

Diagnostic Tool Chosen by Regulatory Consultancies

Ensures our awareness of regulatory changes on the horizon and removing this uncertainty for our clients.

Diagnostic Tool Robust and Secure Technology

Due to our world class, multi-layered encryption, cloud-based technology.

Testimonials

Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise."

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Kroll (formally Duff & Phelps)

Zach Johnson, Director, Regulatory Consulting

"Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports. Qomply are forward looking and agile; they constantly keep their eye on the regulatory horizon ensuring their solutions are reflective of current and upcoming regulatory changes. They are a pleasure to work with."

BDO

Director, Professional Services Consulting Firm, London

"Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds. This has enabled us to redirect resources to other aspects of our transaction reporting audits, such as governance, root-cause analysis and rule and guidance interpretations. The Qomply platform enables us to walk through the issues, with our clients, and illustrate areas requiring strengthening. As our clients seek more technology-driven approaches, the ability to seamlessly integrate complex processes into a single platform is critical. Our clients have and will continue to benefit from the elevated standards embodied within such an innovative product. "

Third Financial

James Waterman, Operations Director

"We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process."

Bovill Regulatory Consultants

Eoghan Hartigan, Managing Consultant

"Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting."

Irwin Mitchell Asset Management

John Gilles, Head of Operations - Senior Associate

"Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately. We have also been impressed by the support and responsiveness offered by Qomply through the testing phase as well as with any day to day queries."

GBIM
Artbuthonot Latham
Kroll (formally Duff&Phelps)
BDO
Third Financial
Bovill Regulatory Consultants
Irwin Mitchell Asset Management

Over 65

Investment firms using Qomply

Over 1bln

Transaction reports processed

Partners

Awards and Recognition

Solutions

Diagnostic Tool

Quality Assurance for Transaction Reports
MiFID, EMIR, ASIC, SFTR, CFTC, MAS

Transaction Report Diagnostic Auditor ensures transaction reports are right the first time. Only solution trusted by regulatory consultants.

Most comprehensive arsenal of accuracy checks in the industry mitigates regulatory risk, reduces reporting costs, and ensures operational efficiency.

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Trade Reconciler

Reconciliation for MiFID Transaction Reports

Instantly and efficiently reconciles transactions sent from front-office systems to the regulator versus those received by the regulator. Two-way and three-way reconciliation.

Over-reporting, under-reporting and timeliness are identified in an easy-to-use dashboard.

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QomplyDirect

Send Transaction Reports Directly to the Regulator

QomplyDirect empowers users to send transaction reports directly to the regulator or ARM. Through one platform, users monitor status, resolve exceptions, and reduce costly reporting fees.

Streamlines reporting process and reduces costs. Empowers users to take control of reporting costs.

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FIRDs Lookup Tool

Instantly Check MiFID Reportability

Instantly determine the reportability of instruments across UK and EU. Free service searches multiple instruments, regions, and trade dates at once.

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XML Convertor Tool

Convert MDP xml to CSV Files

Free XML Convertor tool instantly converts MiFID MDP XML files to CSV files, eliminating the complex, time-consuming and frustrating process of conversion.

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QomplyPi

Safely Store Personal Sensitive Data

Reduce operational risk by securely storing, maintaining, and controlling distribution of personal sensitive data complying with MiFID II regulations, GDPR, and data privacy.

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About Managed Services

Hands-Free Transaction Reporting

Eliminates the burden, time, risk, and costs associated with producing, validating, submitting, and reconciling reports.

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About ISIN Quest

Retrieve ISINs for Financial Instruments

Instantly locate the reportable ISIN for a given trade date and instrument classification code.

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About Post Trade Quality Assurance

Quality Assurance for Post Trades

Conduct Quality Assurance and Oversight on MiFID Post-Trade Reports across APAs.

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Services

Top Quality Transaction Reporting Services

Experts At Your Fingertips

checkbox One-Off Access for Transaction Reporting Healthchecks

checkbox Technical Gurus to Assist with Remediation

checkbox Regulatory Experts

checkbox Recognised Regulatory Consultanies On Call

checkbox Complete Oversight of Reporting

checkbox Remediation Experts

checkbox Unmatched Quality Assurance

Events and Resources

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Let's Get In Touch!


Want to know more or just want to phone us up for a chat?

+44 (0)20 8242 4789