Transaction Reporting

Forensic-level Quality Assurance and Accuracy

Qomply’s ReportAssure platform performs accuracy and completeness checks for transaction reports, providing peace of mind to investment firms, relaxed in the knowledge that they are meeting their regulatory requirements.

MiFID | EMIR | SFTR | CFTC | CSA | HKMA | MAS | ASIC

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  • MiFIR
  • CFTC
  • CSA
  • SFTR
  • EMIR Refit
  • ASIC
  • MAS
  • HKMA
Fast, Accurate, & Complete

Every field, Every report, Every time

Qomply’s ReportAssure platform applies over 1,000 field-level validation rules, delivering coverage that is four times the industry standard.

AI-driven error detection and advanced pattern recognition accelerates the identification of issues and anomalies.

End-to-end automation reduces manual effort and operational overhead.

Only cloud-based solution trusted by top, recognised regulatory consultancies.

ReportAssure’s Diagnostic Auditor integrates seamlessly with Qomply’s wider platform, including Trade Reconciler for MiFID, DualRec Trade Reconciler for G10 regimes, QomplyEngine for report generation, and QomplyDirect for direct submission to the regulator or other regulatory endpoints.

For firms seeking additional support, Qomply also offers a fully managed service, enabling you to delegate some or all transaction reporting activities—including report generation, operations, and exception handling.

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Submit with confidence

Operational Flexibility

The platform supports pre- and post-submission checks, enabling seamless integration into today’s systems and scalable assurance for the future.

When validating transaction reports before submission, firms can submit with confidence—reducing regulatory risk and avoiding costly errors.

Alternatively, firms may choose to validate reports post-submission to meet periodic checking requirements while maintaining operational efficiency.

Qomply ReportAssure
  • 65% cost reduction for clients
  • 55% reduction in reporting errors
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Testimonials

Trusted by top investment firms

Learn how Qomply helps leading investment firms meet regulatory demands with confidence.

  • Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.

    Simon Hebb Compliance Director, Gore Browne Investment Management
    Gore Browne Investment Management
  • Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.

    Martin Williams Head of Investment Operations, Arbuthnot Latham
    Arbuthnot Latham
  • Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.

    Zach Johnson Director, Regulatory Consulting, Kroll
    Kroll
  • Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.

    Director, Professional Services Consulting Firm, BDO
    BDO
  • By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.

    James Waterman Operations Director, Third Financial
    Third Financial
  • Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.

    Eoghan Hartigan Managing Consultant, Bovill Regulatory Consultants
    Bovill
  • Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.

    John Gilles Head of Operations - Senior Associate, Irwin Mitchell Asset Management
    Irwin Mitchell
  • Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.

    Variance Capital
    Variance Capital
  • Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.

    Oliver Stanton Compliance Manager & Data Protection Officer, James Sharp & Co.
    James Sharp & Co.
  • Gore Browne Investment Management
  • Arbuthnot Latham
  • Kroll
  • BDO
  • Third Financial
  • Bovill
  • Irwin Mitchell
  • Variance Capital
  • James Sharp & Co.
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Resources

Expert resources on regulatory reporting

Analysis, case studies, and events covering transaction reporting and regulatory compliance.

  • FCA Releases Proposed Changes to MiFID 2025
    Analysis

    FCA Releases Proposed Changes to MiFID

    The FCA has released its long-awaited Consultation Paper (CP25/32) on Improving the UK Transaction Reporting Regime. This marks the first meaningful indication of the FCA’s direction for the next evolution of MiFID in the UK…

Solutions

Purpose-built solutions and services for regulatory reporting

Designed to improve accuracy, reduce risk, and support confident transaction reporting.

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Frequently asked questions

The Diagnostic Auditor automatically checks the accuracy and completeness of your transaction reports using a comprehensive, field-by-field rules engine. Every report is assessed against an extensive matrix of regulatory validations, data dependencies, and logic checks — far beyond basic schema or regulator-level validation.

It can be used before submission (to catch issues early) and after submission (to independently verify what was accepted by the regulator), giving you clear visibility of data quality and potential compliance risk.

Yes. One of the key strengths of Qomply’s QA tools is their ability to identify silent errors — issues that pass regulatory validation but are still incorrect, inconsistent, or mis-reported.

These include problems such as incorrect reference data, mis-applied logic, internal inconsistencies between fields, or values that are technically valid but wrong in context. These errors often go undetected until a regulatory review or investigation — ReportAssure helps surface them proactively.

Qomply improves data quality by combining deep regulatory logic, cross-field validation, and independent assurance of submitted reports. Instead of relying solely on ARM feedback or regulator rejections, firms gain their own transparent view of reporting accuracy.

This reduces remediation effort, strengthens governance, and enhances internal audit controls — helping firms manage regulatory risk more effectively.

Validation and reconciliation are performed at speed and at scale, with results available shortly after data is submitted for checking. Large datasets can be processed efficiently without sampling, allowing firms to review 100% of their reports, not just a subset.

This enables near-real-time insight into data quality and faster resolution of issues before they escalate.

Yes. Qomply works alongside your existing reporting setup. Whether you submit via an ARM, third-party vendor, or directly to the FCA, ReportAssure provides an independent layer of quality assurance.

It does not replace your submission channel — it strengthens it by validating and reconciling what you send and what the regulator receives.

No specialist technical expertise is required. ReportAssure is designed for compliance, operations, and reporting teams, with clear dashboards, plain-English issue descriptions, and actionable outputs.

For firms that want deeper integration or automation, APIs are available — but day-to-day use does not depend on technical resources.

Have more questions or want to see how ReportAssure works in practice?

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