Our Managed Services combine award-winning forensic technology with experienced regulatory professionals (including former FCA regulators) to ensure your transaction reporting remains accurate, complete, and current.
By operating as a centralised reporting hub, Qomply ensures the reporting engine, controls, and processes are continuously aligned with regulatory changes, market conventions, and best practices.
All operational processes are conducted by Qomply’s team of regulatory and technical experts - incl. report construction, validation, exception management, submission, support and reconciliation as well as assistance in preparing Errors & Omissions reports and interacting with regulators.
Shed operational and compliance costs - freeing your team to focus on your core business. Qomply manages the complexity, the accuracy, and the regulatory change - end to end.
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Firms have the potential to reduce their transaction reporting costs by over 50 percent. This considers savings across divisions such as technology, internal resource, and operations staff as well as any additional external consultancy services.
Learn how Qomply helps leading investment firms meet regulatory demands with confidence.
Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.
Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.
Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.
Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.
By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.
Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.
Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.
Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.
Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.
Analysis, case studies, and events covering transaction reporting and regulatory compliance.
The CFTC has eased correction requirements for dead swaps but scrutiny on open swaps is higher than ever. For years, correcting errors on so-called “dead swaps”, trades that expired long ago, has drained compliance resources without meaningfully reducing risk.
The FCA has released its long-awaited Consultation Paper (CP25/32) on Improving the UK Transaction Reporting Regime. This marks the first meaningful indication of the FCA’s direction for the next evolution of MiFID in the UK…
The discussion will focus on the recent Consultation Paper (CP25/32) on Improving the UK Transaction Reporting Regime and discussion points include…
Qomply processes more than 1 billion transaction reports every year, giving us deep visibility into the recurring pitfalls that firms face in MiFID II reporting…
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
1. You delegate
Firms delegate their transaction reporting operations to Qomply. From that point on, Qomply operates as a centralised reporting hub, ensuring day-to-day reporting activities are executed while you retain full oversight and control.
2. Data is ingested and reports are constructed
Qomply ingests your transaction data, either as a fully-formed report or as data points. Qomply may also enrich data, if required, during this step.
3. Forensic validation before submission
Every report is subjected to forensic-level validation and accuracy checks. Issues such as missing data, incorrect mappings, or regulatory inconsistencies are identified before submission—reducing errors, rework, and regulatory exposure.
4. Exception handling and operational support
Any issues or exceptions are Investigated, Resolved or Escalated where appropriate.
Qomply provides first-line operational support, managing exceptions both pre- and post-submission, so your internal teams are not pulled into day-to-day reporting firefighting.
5. Controlled submission and monitoring
Qomply manages the submission process and monitors report status, ensuring transparency, traceability, and timely resolution of any submission-related issues.
6. Ongoing reconciliation and audit readiness
Reports are reconciled on an ongoing basis to ensure completeness and accuracy. This provides continuous audit readiness and confidence that what was reported matches what the regulator received.
Regulatory change is continuously monitored, interpreted, and embedded directly into Qomply’s technology and operating processes. Updates to validation rules, market conventions, and regulatory best practices are automatically incorporated into the platform, ensuring reporting remains current without disruption.
Qomply’s technology and expert team are updated ahead of regulatory go-live dates, so firms are prepared well in advance. For major regulatory rewrites or changes that require new or amended input files, Qomply orchestrates the transition end to end, removing complexity and burden from internal teams.
While the operational aspects of transaction reporting—including systems, processes, and day-to-day controls—can be delegated, governance and regulatory oversight always remain the responsibility of the firm and cannot be outsourced.
Qomply makes this straightforward by providing firms with a centralised dashboard that delivers full visibility over daily reporting activity. Firms can monitor workflows, review KPIs and reporting metrics, and maintain confidence that reports are submitted accurately and on time.
Qomply’s Managed Services support all major transaction reporting regimes globally. In the UK and EU, MiFID remains the most commonly delegated regime, with firms relying on Qomply to manage end-to-end reporting operations.
Across the G10 regimes, the focus shifts toward ongoing reconciliation, including the detection of open positions and mismatches between internal records and reports submitted to Trade Repositories. For regimes such as EMIR, CFTC, and CSA, many firms—particularly smaller or resource-constrained organisations—rely on Qomply to perform periodic and rolling reconciliations.
For CFTC and CSA, the 30-day rolling reconciliation requirement sits at the core of regulatory expectations, and Qomply’s Managed Services are designed to ensure firms meet these obligations consistently and with confidence.
Yes. Firms are at liberty to decide where, in the reporting chain, they would like to engage the Managed Services.
Firms that have provisions in place may elect to utilise the Managed Services after they generate the reports. Smaller firms tend to engage Qomply for complete report construction and enrichment. Firms are free to choose which services they would like as part of the Managed Service package.
Absolutely. Qomply’s Managed Services are fully flexible. Firms can scale services up or down at any time, including transitioning reporting activities back in-house when they are ready.
Some firms use Managed Services during periods of growth, regulatory change, or while building an internal reporting team. Others choose to expand their use of Qomply over time, reducing or removing the need for in-house reporting resources altogether.
Have more questions or want to see how Managed Services or Qomply's solutions work in practice?
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