Qomply and Kroll Host Breakfast Event

Wednesday, 6 March 2024
The News Building, London


With the recent increase in regulatory activity around transaction reporting, Kroll and Qomply's Breakfast Briefing will discuss:

- Common errors made by firms across the industry

- Managing remediation projects and interaction with the FCA

- Horizon scanning—possible future changes


8.30am to 9am - Registration and Breakfast
9am to 10am - Panel discussion
10am - 10.30am - Networking


The News Building
3 London Bridge St., London, SE1

Places are extremely limited, and we request that you only reserve a space if you are certain you are able to intend.

If you cannot see a registration form above, please send an email to info@qomply.co.uk


Sophia Fulugunya, Qomply Sophia Fulugunya
Director Transaction Reporting

Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Judy Leung, Kroll Judy Leung
Snr VP, Financial Services Compliance and Regulation

Judy has over 20 years of Compliance experience covering Front Office Compliance Advisory, Compliance Monitoring and Operational Regulatory Compliance.

During her time with Kroll, Judy has worked with a number of firms including asset managers, broker dealers and investment banks and exchanges to design, build, review and enhance compliance processes, workflow controls, procedures and documentation mainly in the Markets and Regulatory Reporting space.

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About Qomply

Qomply helps firms navigate the complex arena of regulatory compliance.

With companies increasingly counting the financial and reputational cost of inaccurate reporting, there is a sector-wide need for reliable quality assurance. Using automated, granular analysis tools, Qomply’s unparalleled accuracy means that firms can get their reporting right the first time.

By offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology, choosing from a menu to suit all appetites.

For more information, please contact Qomply, on +44 (0) 20 8242 4789 or info@qomply.co.uk

Follow Qomply on social media on Twitter (https://twitter.com/QomplyRegTools) and LinkedIn (https://www.linkedin.com/company/qomply/)

Let's Get In Touch!

Want to know more or just want to phone us up for a chat?

+44 (0)20 8242 4789