Qomply and Kroll Host Breakfast Event

Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Judy has over 20 years of Compliance experience covering Front Office Compliance Advisory, Compliance Monitoring and Operational Regulatory Compliance.

During her time with Kroll, Judy has worked with a number of firms including asset managers, broker dealers and investment banks and exchanges to design, build, review and enhance compliance processes, workflow controls, procedures and documentation mainly in the Markets and Regulatory Reporting space.