Third Financial Selects Qomply

for Strategic MiFID Transaction Reporting Accuracy

30 Nov 2021

Third Financial deploys Qomply to deliver accuracy and assurance in MiFIR transaction reporting

Third Financial has selected Qomply, a leading transaction reporting technology firm, to provide integrated end-to-end MiFID Transaction Reporting accuracy checks within its FCA-regulated Investment Platform provider, Third Platform Services.

Third Platform Services uses its multi-award winning front-to-back office software system, Tercero, to provide a secure, innovative and service-led custodial service to some of the leading names in wealth management.

James Waterman, Third’s Operations Director said “We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.”

Michelle Zak, Director of Qomply adds, “The Third Financial team shares our ethos of providing exceptional technology and service.  We are delighted that they chose Qomply to complement their existing services and to streamline accuracy around MIFID II Transaction Reporting. We look forward to working with them in delivering unparalleled value and benefits to their client base.”

Qomply has seen a successful year of exciting expansion that has galvanised its market-leading reputation. The Qomply platform is designed to provide clients with a straightforward, reliable, and cost-effective data driven solution for their MiFID II Transaction Reporting workflow to easily manage the complicated series of validation rules, reporting requirements, and accuracy checks.

About Qomply
Qomply is a leading regulatory technology firm specialising in cloud-based solutions and automated services for transaction reporting accuracy and assurance – covering MiFIR, SFTR and EMIR.

Qomply’s flagship product, the ReportAssure Suite, is a subscription-based service that covers key aspects of the control framework for transaction reporting including comprehensive checks for accuracy, timeliness, completeness, trade reconciliation, over-reporting, and reference data checks.  Firms conduct their own periodic comprehensive checks on their transaction reports - both before and after submission to the regulator – putting them firmly in control.

For more information, please contact Qomply, on +44 (0) 20 8242 4789 or

Follow Qomply on social media on Twitter ( and LinkedIn (

About Third Financial
Founded in 2008, Third Financial is one of the most well-established software and platform service providers in the market.

Its award-winning front-to-back office Tercero system is used by more than 50 Wealth firms to manage over £50 billion of assets.

With its team’s software expertise and in-depth understanding of all aspects of investment management operations, it is uniquely placed to provide clients with the services they require, through either software or platform solutions.

For more information, please contact Third Financial at

For the latest news, follow Third Financial on LinkedIn (

Request a Demo

Let's Get In Touch!

Want to know more or just want to phone us up for a chat?

+44(0)20 8242 4789