INTRODUCING QomplyAI

Regulatory Intelligence
One Prompt Away

Access trusted Qomply regulatory intelligence directly within ChatGPT, Claude, Copilot and other AI assistants.

Ask questions in natural language and receive answers in seconds. Reduce manual searches, escalation and delays.

QomplyAI delivers faster confidence from defensible responses.

ChatGPT | Claude | Copilot | MCP Compatible AI assistants

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Trusted regulatory answers
delivered in your workflow

QomplyAI embeds regulatory intelligence directly into your AI assistants so teams can resolve questions without switching tools, searching endlessly, or digging through regulations.

Ask:

Is this instrument MiFID reportable?
What ISINs map to this CFI code?
What’s the UPI for this ISIN?

Get clear, structured answers immediately.

Detailed and defensible results empower you to :

Resolve complex regulatory questions in seconds.
Reduce reliance on subject matter experts.
Eliminate inconsistent interpretations.

Every answer is grounded in Qomply’s proven regulatory intelligence

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QomplyAI

Trusted Intelligence

Qomply has long supported firms in managing complex reporting with accuracy, consistency and control. QomplyAI extends that capability through a simpler, more accessible interface, delivering faster answers without compromising governance.

This is not about replacing governed workflows with generic AI. It is about expanding access to trusted Qomply intelligence in a way that fits seamlessly into modern ways of working.

The following capabilities are available via AI Assistants:

FIRDS Lookup for checking reportability status across FCA and ESMA FIRDS data for a given trade date.

ISIN Quest for retrieving reportable ISINs based on instrument attributes such as CFI code and trade date.

ISIN Finder for supporting UPI to ISIN lookups using the underlying data sources referenced by the tool.

UPI Finder for translating ISINs into UPIs to help improve transaction reporting data quality and reduce manual error.

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Frequently asked questions

QomplyAI gives firms a new way to access trusted Qomply transaction reporting regulatory intelligence through AI assistants and MCP compatible AI assistants.

Users can ask questions in natural language and receive structured answers designed for regulated workflows.

Visit our Set Up Guide here to get started.

The initial release focuses on FIRDS Look UP Tool, ISIN Quest, ISIN Finder and UPI Finder tools used in transaction reporting workflows.

This includes practical workflows around instrument and identifier decisions that firms already rely on in day to day reporting activity.

QomplyAI is designed to work with ChatGPT, Claude, Copilot and other MCP compatible AI assistants.

That gives firms flexibility to access Qomply capability through the environments their teams are already using.

QomplyAI sits alongside Qomply’s wider ecosystem, including quality assurance, reconciliation, and reporting tools, all powered by Qomply’s centralised regulatory intelligence engine. 

QomplyAI is designed for operations, compliance and oversight teams at investment firms managing transaction reporting obligations across multiple regulatory regimes.

Visit our Set Up Guide here to get started.

Testimonials

Trusted by top investment firms

Learn how Qomply helps leading investment firms meet regulatory demands with confidence.

  • Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.

    Simon Hebb Compliance Director, Gore Browne Investment Management
    Gore Browne Investment Management
  • Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.

    Martin Williams Head of Investment Operations, Arbuthnot Latham
    Arbuthnot Latham
  • Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.

    Zach Johnson Director, Regulatory Consulting, Kroll
    Kroll
  • We’ve absolutely loved working with Qomply and have partnered with them for several years now. They’ve been instrumental in helping us design and embed an efficient, robust MiFIR reporting process, which has made a real difference to our day to day operations. Overall, it’s been a fantastic experience working with Qomply, and they continue to be a trusted and valued partner!

    Mitchel Bishop Head of Operations, Bedrock
    Bedrock
  • Qomply has become a core component of our MiFIR control framework. The level of insight we now have over our data has given us greater confidence in the accuracy and quality of our regulatory submissions.

    Jamie Cotter Operations Manager, MASECO
    MASECO Asia
  • Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.

    Director, Professional Services Consulting Firm, BDO
    BDO
  • By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.

    James Waterman Operations Director, Third Financial
    Third Financial
  • Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.

    Eoghan Hartigan Managing Consultant, Ocorian
    Ocorian
  • Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.

    John Gilles Head of Operations - Senior Associate, Shackleton
    Shackleton
  • Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.

    Variance Capital
    Variance Capital
  • Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.

    Oliver Stanton Compliance Manager & Data Protection Officer, James Sharp & Co.
    James Sharp & Co.
  • Gore Browne Investment Management
  • Arbuthnot Latham
  • Kroll
  • Bedrock
  • MASECO Asia
  • BDO
  • Third Financial
  • Ocorian
  • Shackleton
  • Variance Capital
  • James Sharp & Co.
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Resources

Expert resources on regulatory reporting

Analysis, case studies, and events covering transaction reporting and regulatory compliance.

Solutions

Purpose-built solutions and services for regulatory reporting

Designed to improve accuracy, reduce risk, and support confident transaction reporting.

Have more questions or want to see how QomplyAI works in practice?

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