DualRec continuously detects breaks, unmatched trades, and open positions, learning from your resolution workflows to automatically identify, classify, and process issues over time. The result is faster remediation, fewer manual investigations, and a reconciliation process that improves with use.
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Instantly detects and classifies breaks across trades, positions, and reporting counterparts
Explains the root cause of breaks, guiding teams to accurate, confident remediation
Learns from your resolutions, improving accuracy and automation over time
Hands-free acknowledgement and resolution through intelligent auto-processing
Surfaces Open Positions automatically using embedded eligibility and reportability checks
Structured workflows with role-based tasks and four-eye review for oversight and governance
Clear audit trails designed to support regulatory reviews and examinations
Learn how Qomply helps leading investment firms meet regulatory demands with confidence.
Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.
Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.
Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.
Qomply has become a core component of our MiFIR control framework. The level of insight we now have over our data has given us greater confidence in the accuracy and quality of our regulatory submissions.
Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.
By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.
Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.
Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.
Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.
Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.
Analysis, case studies, and events covering transaction reporting and regulatory compliance.
Major transaction reporting rewrites across APAC, Europe, the UK and North America are pushing firms toward standardisation, centralised reporting frameworks and scalable automation.
ASIC’s monthly reconciliation expectation is becoming a critical control for defensible compliance, helping firms identify lingering open positions, improve accuracy and reduce reporting risk.
Qomply examines the reporting failures regulators repeatedly target across major jurisdictions, from missing submissions and inaccurate data to weak governance, slow remediation and repeat breaches.
The CFTC has eased correction requirements for dead swaps but scrutiny on open swaps is higher than ever. For years, correcting errors on so-called “dead swaps”, trades that expired long ago, has drained compliance resources without meaningfully reducing risk.
The FCA has released its long-awaited Consultation Paper (CP25/32) on Improving the UK Transaction Reporting Regime. This marks the first meaningful indication of the FCA’s direction for the next evolution of MiFID in the UK…
Qomply processes more than 1 billion transaction reports every year, giving us deep visibility into the recurring pitfalls that firms face in MiFID II reporting…
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
DualRec automatically ingests internal trade data alongside data held at the Trade Repository (TR), removing the need for manual file handling.
Before reconciliation, DualRec applies eligibility checks, reportability hierarchy, and key quality assurance controls to ensure data is assessed in the correct regulatory context. It then matches internal reports against those held by the TR, checking every reportable field.
Any breaks—such as mismatched data, open positions, or trades present on only one side—are clearly surfaced in the user interface. Teams can review, categorise, escalate, and resolve issues with full visibility and control.
The result is faster reconciliation, clearer insight, and defensible evidence that your reporting is complete, accurate, and on time.
Yes. DualRec supports all Action Types and Event Types, ensuring full lifecycle coverage and eliminating blind spots across reporting activity.
DualRec supports all major G10 transaction reporting regimes across Europe, the UK, North America, and APAC, including:
This makes DualRec particularly valuable for global firms operating across multiple jurisdictions, enabling a consistent reconciliation approach worldwide.
Yes. DualRec can reconcile every reportable field, while giving you full control. You can configure the platform to focus on specific fields or subsets, depending on your assurance needs.
Absolutely. DualRec is built to process tens of millions of records per year. Data is handled asynchronously and automatically, so your team is never left waiting for files to process.
Yes. DualRec supports configurable auto-processing and auto-ignore rules, allowing known or accepted issues to be handled automatically.
This significantly reduces operational burden, especially for teams managing high trade volumes, and keeps attention focused on new or emerging risks.
Have more questions or want to see how DualRec or Qomply's ReportAssure solutions works in practice?
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