Operational Intelligence for Trade Reconciliation

DualRec

Qomply’s DualRec delivers intelligent, automated trade reconciliation across EMIR, CFTC, CSA and other G10 regulatory regimes.

Designed to support regulatory audits and examinations, DualRec ensures full traceability, clear audit trails, and confidence that your reporting controls are robust, defensible, and compliant.

CFTC | CSA | EMIR | ASIC | MAS | HKMA | SFTR

Looking for MiFID Reconciliation? See our MiFID Reconciler Solution

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Industry Awards & Recognition
  • Winner - FOW International Awards - Regulatory Reporting Solution of the Year 2026
  • Winner - FOW International Awards - Trade Reconciliation Solution of the Year 2026
  • Winner - RegTech Insights USA Awards - Best Transaction Reporting Solution 2025
  • Winner - AI in Capital Markets Awards - Best AI Solution for Regulatory Reporting 2025
  • Winner - Waters Technology IMD/IRD Awards - Most Innovative Regulatory Solution 2025
  • Winner - HFM European Services Awards - Best Regulatory Reporting Solution 2025
  • Winner - FOW International Awards - Trade Reconciliation Solution of the Year 2025
  • Honoured - RegTech 100 Company 2025
  • Honoured - DataTech 50 Company 2024
  • Winner - Waters Technology Awards - Best Company for D&I 2024
  • Winner - FOW International Awards - Trade Reconciliation Solution of the Year 2023
  • Winner - FOW International Awards - Regulatory Reporting Solution of the Year 2023
  • Winner - Asset Servicing Times Awards - Industry Excellence 2023
  • Winner - Wealth & Finance FinTech Awards 2023 - Best Transaction Reporting Solution Provider
Match, Track, & Relax

Identify Every Break. Prove Every Position.

DualRec continuously detects breaks, unmatched trades, and open positions, learning from your resolution workflows to automatically identify, classify, and process issues over time. The result is faster remediation, fewer manual investigations, and a reconciliation process that improves with use.

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Qomply DualRec - Detect Breaks and Open Positions
Operational Intelligence — From Detection to Resolution

Automated. Intelligent. Accurate.

Instantly detects and classifies breaks across trades, positions, and reporting counterparts

Explains the root cause of breaks, guiding teams to accurate, confident remediation

Learns from your resolutions, improving accuracy and automation over time

Hands-free acknowledgement and resolution through intelligent auto-processing

Keeps You Audit-Ready

Surfaces Open Positions automatically using embedded eligibility and reportability checks

Structured workflows with role-based tasks and four-eye review for oversight and governance

Clear audit trails designed to support regulatory reviews and examinations

Testimonials

Trusted by top investment firms

Learn how Qomply helps leading investment firms meet regulatory demands with confidence.

  • Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.

    Simon Hebb Compliance Director, Gore Browne Investment Management
    Gore Browne Investment Management

  • Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.

    Martin Williams Head of Investment Operations, Arbuthnot Latham
    Arbuthnot Latham

  • Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.

    Zach Johnson Director, Regulatory Consulting, Kroll
    Kroll

  • Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.

    Director, Professional Services Consulting Firm, BDO
    BDO

  • By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.

    James Waterman Operations Director, Third Financial
    Third Financial

  • Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.

    Eoghan Hartigan Managing Consultant, Bovill Regulatory Consultants
    Bovill

  • Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.

    John Gilles Head of Operations - Senior Associate, Irwin Mitchell Asset Management
    Irwin Mitchell

  • Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.

    Variance Capital
    Variance Capital

  • Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.

    Oliver Stanton Compliance Manager & Data Protection Officer, James Sharp & Co.
    James Sharp & Co.
  • Gore Browne Investment Management
  • Arbuthnot Latham
  • Kroll
  • BDO
  • Third Financial
  • Bovill
  • Irwin Mitchell
  • Variance Capital
  • James Sharp & Co.
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Resources

Expert resources on regulatory reporting

Analysis, case studies, and events covering transaction reporting and regulatory compliance.

  • EMIR Refit Webinar with the FCA: Supervisory Expectations and Practical Implementation
    WEBINAR

    Qomply Hosts FCA Speaker
    in EMIR Refit Webinar

    Join the FCA’s EMIR reporting technical lead for a practical, supervisor-led session on UK EMIR Refit expectations including governance, systems & controls, remediation standards, QA and reconciliation, plus a live Q&A on data quality challenges like stale valuations, UPI vs ISIN and CFI codes.

  • Common Regulatory Reporting Failures Across Regions
    Enforcement Themes

    Common Regulatory Reporting Failures Across Regions

    A practical overview of the most common regulatory reporting failures seen across major jurisdictions, with recurring data quality issues, governance gaps, and control lessons…

  • CFTC Dead Swap Relief Shifts the Focus to Data Quality and Reconciliation
    Analysis

    'Dead Swap Relief' Shifts the Focus to Data Quality and Reconciliation

    The CFTC has eased correction requirements for dead swaps but scrutiny on open swaps is higher than ever. For years, correcting errors on so-called “dead swaps”, trades that expired long ago, has drained compliance resources without meaningfully reducing risk.

  • FCA Releases Proposed Changes to MiFID 2025
    Analysis

    FCA Releases Proposed Changes to MiFID

    The FCA has released its long-awaited Consultation Paper (CP25/32) on Improving the UK Transaction Reporting Regime. This marks the first meaningful indication of the FCA’s direction for the next evolution of MiFID in the UK…

Solutions

Purpose-built solutions and services for regulatory reporting

Designed to improve accuracy, reduce risk, and support confident transaction reporting.

Ask us anything

Frequently asked questions

DualRec automatically ingests internal trade data alongside data held at the Trade Repository (TR), removing the need for manual file handling.

Before reconciliation, DualRec applies eligibility checks, reportability hierarchy, and key quality assurance controls to ensure data is assessed in the correct regulatory context. It then matches internal reports against those held by the TR, checking every reportable field.

Any breaks—such as mismatched data, open positions, or trades present on only one side—are clearly surfaced in the user interface. Teams can review, categorise, escalate, and resolve issues with full visibility and control.

The result is faster reconciliation, clearer insight, and defensible evidence that your reporting is complete, accurate, and on time.

Yes. DualRec reconciles all report types within each supported regime, including Valuation, Margin, and Collateral—giving you complete coverage without gaps.
Yes. You can define tolerance thresholds for numeric fields so immaterial differences are ignored. This removes unnecessary noise and allows your team to focus on genuine issues that require action.

Yes. DualRec supports all Action Types and Event Types, ensuring full lifecycle coverage and eliminating blind spots across reporting activity.

DualRec supports all major G10 transaction reporting regimes across Europe, the UK, North America, and APAC, including:

  • EMIR Refit
  • SFTR
  • ASIC
  • MAS
  • HKMA
  • CFTC
  • CSA

This makes DualRec particularly valuable for global firms operating across multiple jurisdictions, enabling a consistent reconciliation approach worldwide.

Yes. DualRec can reconcile every reportable field, while giving you full control. You can configure the platform to focus on specific fields or subsets, depending on your assurance needs.

Absolutely. DualRec is built to process tens of millions of records per year. Data is handled asynchronously and automatically, so your team is never left waiting for files to process.

Yes. DualRec supports configurable auto-processing and auto-ignore rules, allowing known or accepted issues to be handled automatically.

This significantly reduces operational burden, especially for teams managing high trade volumes, and keeps attention focused on new or emerging risks.

Have more questions or want to see how DualRec or Qomply's ReportAssure solutions works in practice?

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