MiFIR Transaction Reporting 101 Core Training

Led by former-FCA regulator Sophia Fulugunya, Qomply’s CPD accredited MiFID II Transaction Reporting 101 Training provides participants with a strong understanding of the transaction reporting requirements for MiFID investment firms.

CISI Endorsed Training

Course Overview

This half-day, CPD-accredited course offers face-to-face training and is conducted at Qomply’s Central London Office. Participants receive comprehensive instruction on the fundamentals of MiFIR transaction reporting.

Topics to include

• Overview of MiFIR Transaction Reporting Requirements
• Purpose of MiFIR Transaction Reporting
• MiFIR Reportable Instruments: Use of ESMA & FCA FIRDS
• Understanding Key Fields in MiFIR Transaction Reporting
• MiFIR Reporting Fundamentals incl. Identifying Counterparties, INTC convention & Block vs Fill
• How to Avoid Common Errors, Challenges & Pitfalls
• What Constitutes a Good MiFID II Reconciliation & Reconciliation Process Options
• Errors & Omissions: When & How to Complete
• Governance and Oversight Best Practices

Upcoming Dates & Times

• 19 June 2024 - 9am-1pm ** SOLD OUT
• 31 July 2024 - 9am-1pm ** LAST FEW SPACES **
• 18 Sept 2024 - 9am-1pm
• 20 Nov 2024 - 9am-1pm

Training Date 31 July 2024

Next Date

What are the outcomes?

• Greater understanding of the MiFID II transaction reporting requirements and how they impact your firm
• Practical guidance on how to troubleshoot common issues
• Reduced risk of non-compliance
• CPD Accredited Points

Who is it for?

The course is aimed at compliance and operations staff and those involved in the transaction reporting process.

Ideal for new starters or those looking for MiFIR refresher training.

How much does it cost?

The cost of the course is £575 + VAT.

Once you’ve registered for the course, you will be invoiced and payment needs to be made in full prior to the course start date.

If you cannot see a registration form above, please send an email to info@qomply.co.uk

Meet the Trainer

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Sophia Fulugunya Qomply Director of Transaction Reporting

Qomply - Transaction Reporting Experts

Qomply's Offices at 118 Holborn Gate
330 High Holborn
London WC1V 7QT, UK

Let's Get In Touch!

Want to know more or just want to phone us up for a chat?

+44 (0)20 8242 4789