MiFID II Guide:

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Qomply processes more than 1 billion transaction reports every year, giving us deep visibility into the recurring pitfalls that firms face in MiFID II reporting. This scale of reporting data allows us to identify not just isolated errors, but recurring industry-wide trends that reveal where reporting frameworks and internal controls are falling short. From missing country of branch details to issues with time precision, these challenges are not simply technical data quirks – they point to deeper weaknesses in governance, oversight, and system design. Both the FCA and ESMA have repeatedly highlighted these shortcomings, and firms that fail to address them expose themselves to operational inefficiencies, heightened regulatory scrutiny, and reputational risk.

In this guide, we break down the "What", "Why", and "How" of the most common MiFID II reporting errors - giving you practical, actionable steps to strengthen your reporting framework and reduce compliance risk.

Download the guide today and get actionable steps to reduce compliance risk and build stronger reporting controls.

Related Resources:

Led by former-FCA regulator Sophia Fulugunya, Qomply’s CPD accredited MiFID II Transaction Reporting 101 Training provides participants with a strong understanding of the transaction reporting requirements for MiFID investment firms.