Qomply

Qomply removes costly transaction reporting fees, increases operational efficiency, and empowers firms to take control of the quality of their transaction reporting. Best-in-class technology solutions across MiFID, EMIR, CFTC, CSA, HKMA, SFTR, MAS and ASIC —delivered through a centralised, platform with built-in intelligence to support accuracy and control.

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Qomply Wins Best Sell-Side Newcomer at Waters Technology Awards 2021 Award Wreath
Qomply Wins RegTech Patner of the Year at British Banking Awards 2023 Award Wreath

Transaction Reporting Right First Time

Qomply takes away the pain in transaction reporting by ensuring reports are right the first time.

Transaction reporting Quality Assurance, Reconciliation, Remediation and Day-to-Day processing of reports are straightforward with Qomply.

Qomply’s technology automatically executes a sophisticated matrix of rules and scenarios, from field-to-business-logic level, across reports. With thousands of validation rules, Qomply easily exceeds the number of validation rules set forth by the regulators.

Qomply’s easy-to-use dashboard empowers firms to send their reports directly to the regulator – bypassing costly fees with efficient, straight-through processing power.

This all leads to the fewest number of steps in the pipeline of reporting and ensuring reports are right the first time.

Qomply helps firms operating under North American, APAC and European regulatory regimes maintain confidence in the completeness and accuracy of their transaction reporting.

Firms gain immediate visibility into open positions, mismatches, and data issues, enabling faster resolution, reduced operational risk, and continuous audit readiness. Whether supporting swap dealers, asset managers, or hedge funds, Qomply delivers the assurance regulators expect—while reducing operational burden.

Register MiFID Qomply MiFID Workshop | 24 April 2024
Qomply Onboards Former FCA Regulator The Qomply Trade Reconciler for MiFID II performs trade reconciliations across large data sets The Qomply Trade Reconciler for MiFID II performs trade reconciliations across large data sets
Testimonials

Trusted by top investment firms

Learn how Qomply helps leading investment firms meet regulatory demands with confidence.

  • Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.

    Simon Hebb Compliance Director, Gore Browne Investment Management
    Gore Browne Investment Management
  • Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.

    Martin Williams Head of Investment Operations, Arbuthnot Latham
    Arbuthnot Latham
  • Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.

    Zach Johnson Director, Regulatory Consulting, Kroll
    Kroll
  • Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.

    Director, Professional Services Consulting Firm, BDO
    BDO
  • By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.

    James Waterman Operations Director, Third Financial
    Third Financial
  • Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.

    Eoghan Hartigan Managing Consultant, Bovill Regulatory Consultants
    Bovill
  • Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.

    John Gilles Head of Operations - Senior Associate, Irwin Mitchell Asset Management
    Irwin Mitchell
  • Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team’s deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm’s needs.

    Variance Capital
    Variance Capital
  • Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.

    Oliver Stanton Compliance Manager & Data Protection Officer, James Sharp & Co.
    James Sharp & Co.
  • Gore Browne Investment Management
  • Arbuthnot Latham
  • Kroll
  • BDO
  • Third Financial
  • Bovill
  • Irwin Mitchell
  • Variance Capital
  • James Sharp & Co.
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Resources

Expert resources on regulatory reporting

Analysis, case studies, and events covering transaction reporting and regulatory compliance.

Regulatory Intelligence.

Solutions, Services and Straight-Automation

Diagnostic Tool
Quality Assurance for Transaction Reports

Transaction Report Diagnostic Auditor ensures transaction reports are right the first time. Only solution trusted by regulatory consultants.

Most comprehensive arsenal of accuracy checks in the industry mitigates regulatory risk, reduces reporting costs, and ensures operational efficiency.

MiFID, EMIR, CFTC, CSA
HKMA, SFTR, MAS, ASIC

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Reconciliation for MiFID Transaction Reports

Instantly and efficiently reconciles transactions sent from front-office systems to the regulator versus those received by the regulator. Two-way and three-way reconciliation.

Over-reporting, under-reporting and timeliness are identified in an easy-to-use dashboard.

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QomplyDirect
Send Transaction Reports Directly to the Regulator

QomplyDirect empowers users to send transaction reports directly to the regulator or ARM. Through one platform, users monitor status, resolve exceptions, and reduce costly reporting fees.

Streamlines reporting process and reduces costs. Empowers users to take control of reporting costs.

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Reconciliation for G10 Transaction Reporting

DualRec delivers intelligent, automated reconciliation across EMIR, CFTC, CSA, and other G10 regimes, giving firms immediate visibility into reporting completeness, open positions, and breaks.

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FIRDs Lookup Tool
Instantly Check MiFID Reportability

Instantly determine the reportability of instruments across UK and EU. Free service searches multiple instruments, regions, and trade dates at once.

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XML Convertor Tool
Convert MDP XML to CSV Files

Free XML Convertor tool instantly converts MiFID MDP XML files to CSV files, eliminating the complex, time-consuming and frustrating process of conversion.

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About Managed Services
Hands-Free Transaction Reporting

Eliminates the burden, time, risk, and costs associated with producing, validating, submitting, and reconciling reports.

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About ISIN Quest
Retrieve ISINs for Financial Instruments

Instantly locate the reportable ISIN for a given trade date and instrument classification code.

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UPI Finder
Instantly Locate the UPI for an ISIN

Qomply’s UPI Finder instantly identifies the correct UPI from an ISIN, reducing manual effort and minimising errors.

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