Transaction Reporting Right First Time

Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise."

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Kroll (formally Duff & Phelps)

Zach Johnson, Director, Regulatory Consulting

"Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports. Qomply are forward looking and agile; they constantly keep their eye on the regulatory horizon ensuring their solutions are reflective of current and upcoming regulatory changes. They are a pleasure to work with."

BDO

Director, Professional Services Consulting Firm, London

"Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds. This has enabled us to redirect resources to other aspects of our transaction reporting audits, such as governance, root-cause analysis and rule and guidance interpretations. The Qomply platform enables us to walk through the issues, with our clients, and illustrate areas requiring strengthening. As our clients seek more technology-driven approaches, the ability to seamlessly integrate complex processes into a single platform is critical. Our clients have and will continue to benefit from the elevated standards embodied within such an innovative product. "

Third Financial

James Waterman, Operations Director

"We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process."

Bovill Regulatory Consultants

Eoghan Hartigan, Managing Consultant

"Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting."

Irwin Mitchell Asset Management

John Gilles, Head of Operations - Senior Associate

"Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately. We have also been impressed by the support and responsiveness offered by Qomply through the testing phase as well as with any day to day queries."

Variance Capital

"Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team's deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm's needs. Practical and proportionate solutions. Highly recommend."

James Sharp

Oliver Stanton, Compliance Manager & Data Protection Officer

"We use Qomply’s Managed Service for our MiFID Transaction Reporting obligations. Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. We know we are in safe hands with Sophia and her team of regulatory and technology experts. A real gamechanger."