Making Regulatory Compliance Simple, Scalable, and Accessible

Qomply was founded in response to a gap in the market caused by the introduction of a complex body of transaction reporting regulations known as MiFID. Co-founders Michelle Zak and Stuart Hartley recognised that transaction reporting regimes placed a huge strain on financial firms not only in resourcing but also in the increased capital budget required to be compliant. At the time there were no technology solutions to help firms.

Michelle and Stuart founded Qomply to address this need by providing technology solutions to financial firms hardest by regulations.

It’s key that all firms have access to technology-driven regulatory reporting so that compliance is achievable cost-effectively. Qomply’s platform and its disruptive technology bridges the gap to offer all firms a first-in-class, reliable and comprehensive solution at affordable price points.

Michelle Zak, Managing Director at Qomply

Qomply’s ReportAssure Platform, powered by its proprietary assurance engine, performs a sophisticated matrix of rules and accuracy checks for transaction reports across various reporting regimes such as MiFID, SFTR, EMIR and ASIC. By delivering one of the most comprehensive arsenals of accuracy checks in the industry, Qomply gives its customers real peace of mind that their reports are as complete and accurate as possible.

One of the success factors in Qomply’s growth has been the way we divided access to the platform into separate modules enabling us to offer each at lower price points. Larger firms purchased more modules to build their own bespoke suite of tools so they were undisturbed by, perhaps even enthusiastic about the modularity of the system. Smaller firms proceeded step-by-step in their purchases and at a pace that made sense for their constraints.

Stuart Hartley, Managing Director at Qomply

At Qomply we are:

  • First-class: we’re committed to developing excellent solutions that empower our customers and partners.
  • Inclusive: by offering affordable, modular subscriptions, we enable firms of all sizes to benefit from high-quality, regulatory reporting technology.
  • Straight forward: our reporting requirements may be complex but our solutions aren’t - we offer straight-forward interfaces and streamlined APIs meaning you’re up and running in minutes.
  • Obsessed by the small stuff: we’re all about the details. Qomply goes far beyond the simple validation of the suggested regulatory checks by looking at every field and product type with granular, forensic detail.
Awards

Earning recognition through innovation and integrity

Winner - RegTech Insights USA Awards 2025 - Best Transaction Reporting Solution RegTech Insights USA AWARDS 2025 WINNER BEST TRANSACTION REPORTING SOLUTION Winner - AI in Capital Markets Awards 2025 - Best AI Solution for Regulatory Reporting AI in Capital Markets AWARDS 2025 WINNER BEST AI SOLUTION FOR REGULATORY REPORTING Winner - Waters Technology IMD/IRD Awards 2025 - Most Innovative Regulatory Solution Waters Technology IMD/IRD AWARDS 2025 WINNER MOST INNOVATIVE REGULATORY SOLUTION Winner - HFM European Services Awards 2025 - Best Regulatory Reporting Solution HFM European Services AWARDS 2025 WINNER BEST REGULATORY REPORTING SOLUTION Winner - FOW International Awards 2025 - Trade Reconciliation Solution of the Year FOW International AWARDS 2025 WINNER TRADE RECONCILIATION SOLUTION OF THE YEAR Honoured - RegTech 100 Company 2025 REGTECH 100 2025 HONOURED REGTECH 100 COMPANY 2025 Honoured - DataTech 50 Company 2024 DATATECH 50 2024 HONOURED DATATECH 50 COMPANY 2024 Winner - Waters Technology IMD/IRD Awards 2024 - Best Company for D&I Waters Technology AWARDS 2024 WINNER BEST COMPANY FOR D&I Winner - FOW International Awards 2023 - Trade Reconciliation Solution of the Year FOW International AWARDS 2023 WINNER TRADE RECONCILIATION SOLUTION OF THE YEAR Winner - FOW International Awards 2023 - Regulatory Reporting Solution of the Year FOW International AWARDS 2023 WINNER REGULATORY REPORTING SOLUTION OF THE YEAR Winner - Asset Servicing Times Awards 2023 - Industry Excellence Asset Servicing Times AWARDS 2023 WINNER INDUSTRY EXCELLENCE Winner - Wealth & Finance FinTech Awards 2023 - Best Transaction Reporting Solution Provider Wealth & Finance FinTech AWARDS 2023 WINNER BEST TRANSACTION REPORTING SOLUTION PROVIDER
Testimonials

Hear what our partners have to say

  • Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation.

    Simon Hebb Compliance Director, Gore Browne Investment Management
    Gore Browne Investment Management
  • Qomply’s technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with.

    Martin Williams Head of Investment Operations, Arbuthnot Latham
    Arbuthnot Latham
  • Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.

    Zach Johnson Director, Regulatory Consulting, Kroll
    Kroll
  • Qomply’s technology transformed a previously labour-intensive task into a much more efficient process. With Qomply’s technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.

    Director, Professional Services Consulting Firm, BDO
    BDO
  • By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.

    James Waterman Operations Director, Third Financial
    Third Financial
  • Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.

    Eoghan Hartigan Managing Consultant, Bovill Regulatory Consultants
    Bovill
  • Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.

    John Gilles Head of Operations - Senior Associate, Irwin Mitchell Asset Management
    Irwin Mitchell
  • Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team's deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm's needs.

    Variance Capital
    Variance Capital
  • Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.

    Oliver Stanton Compliance Manager & Data Protection Officer, James Sharp & Co.
    James Sharp & Co.
  • Gore Browne Investment Management
  • Arbuthnot Latham
  • Kroll
  • BDO
  • Third Financial
  • Bovill
  • Irwin Mitchell
  • Variance Capital
  • James Sharp & Co.

Our Leadership Team and Board of Directors

Our Team brings together the organisation’s senior leadership and Board of Directors, working collectively to guide our vision, shape our strategy, and ensure strong governance across everything we do.

  • Michelle Zak

    Michelle Zak

    Managing Director

    Before founding Qomply, Michelle was Chief Operating Officer at Kyte Broking/Market Securities, a global, mid-size financial firm servicing institutional clients in London, Paris, New York, and Dubai. Michelle drove the MiFID II implementation at the firm and is a recognised authority on the implementation of the regulations affecting the financial industry.

    Over the course of her career, Michelle held various senior leadership positions within investment banking. Having degrees in both Mathematics and Computer Science, Michelle spent several years implementing quantitative trading strategies for the investment banking divisions of BNP Paribas and UBS. At BNP Paribas, Michelle led a team charged with implementing trading strategies for Credit Arbitrage Trading as well as tactical solutions for computing valuation and risk for bespoke products across Fixed Income.

  • Stuart Hartley

    Stuart Hartley

    Managing Director

    Having started his career at Salomon Brothers, Stuart worked with investment banks such as Credit Suisse, HSBC, BNP Paribas as well as hedge funds such as Bluecrest Asset Management.

    Stuart has held roles ranging from software developer, business analyst, project manager to operations manager. His expertise is in the development of integrated control frameworks and trade processing systems across asset classes.

    At Kyte Broking, Stuart drove operational and regulatory initiatives as he interpreted regulatory requirements and applied them across key business areas. Stuart holds a degree in Computer Science and Mathematics.

  • Sophia Fulugunya

    Sophia Fulugunya

    Director Transaction Reporting

    Sophia spent years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

    After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

  • Charlotte Valinotti

    Charlotte Valinotti

    Marketing Director

    Charlotte comes to Qomply with over 15 years of experience in digital strategy and marketing with expertise in driving innovative growth and building high performing marketing and product teams. She brings a combination of creative and analytical experience across a variety of disciplines including telecoms, recruitment, travel and the public sector.

    Before joining Qomply, Charlotte spent eight years at Reach Plc (formerly Trinity Mirror Plc) leading marketing at recognised divisions such as Digital Recruitment and Fish4jobs. Before Reach Plc, Charlotte held senior marketing positions across various firms as she delivered marketing solutions for recognised clients such as Microsoft, IBM and BT.

  • Steven Stewart

    Steven Stewart

    Strategic Commercial Director

    Steven Stewart is Strategic Commercial Director at Qomply, where he is responsible for driving growth and expansion across the US and UK financial services markets. With more than 25 years of international experience, he has a proven track record in technology sales, business development, and building strong client relationships.

    Before joining Qomply, Steven held senior leadership roles at global technology firms including Trading Technologies and FutureSource (now part of Interactive Data). As Executive Vice President at Trading Technologies, he played a pivotal role in establishing the firm as an industry-leading platform, expanding its global client base of top-tier financial institutions, and driving growth both organically and through acquisition.

  • Peter Green

    Peter Green

    Board of Directors

    Peter is an established market leader having begun his career on the International Financial Futures Exchange (LIFFE) in the 1980’s. He was an early pioneer in establishing Kyte Broking, a wholly-owned subsidiary of The Kyte Group, where he served as Chief Executive from 2000 up to his steering the business through its acquisition by GFI Group in 2010.

    From there, Peter went on to serve on a number of boards within the financial sector including notable firms such as RJ O’Brien, Hamilton Court FX and PrismFP. Most profoundly, however, is Peter’s contribution to education where he continues his hands-on involvement in providing strategic guidance and governance oversight in the sixth-form sector.

  • David Peniket

    David Peniket

    Board of Directors

    David helped spearhead the growth of Intercontinental Exchange (ICE) in Europe through an 18-year tenure at ICE Futures Europe, including over a decade as President. David led the ICE team which helped create the European Climate Exchange, and participated in a number of asset purchases, notably the creation of the Dutch exchange ICE Endex and the acquisition and integration of NYSE Euronext. Before joining ICE, David was a financial management consultant at KPMG.

    Since retiring in 2017, David has continued his service to ICE, where he serves as Chair of ICE Futures US and a member of the ICE LIBOR Oversight Committee. He serves on the Advisory Board and Risk Committee at Prism FP and chairs the Development Committee at Wesley House, a Methodist College in Cambridge.