Quality Assurance at the Touch of a Button

MiFID II regulations requires firms to have arrangements in place to ensure transaction reports are complete and accurate.

Qomply's accuracy, timeliness, and completeness checks provides "Peace of Mind" that your transaction reporting systems are working correctly.

Checks can be done before or after sending to the regulatory or ARM.

Qomply's cloud-based solutions offer straight-forward interfaces and streamlined APIs enabling you to either use as a stand-alone products or integrate within your existing technical infrastructure.

Chosen by Regulatory Consultancies, we ensure our awareness of regulatory changes and removes any uncertainty for our clients.

If you are looking to conduct your own periodic quality assurance, accuracy, completeness, and timeliness checks, then the ReportAssure Suite puts Quality Assurance at the Touch of a Button.

Require a Comprehensive One-off Health Check Instead? Or, just want to conduct an audit on your systems and controls.

Qomply partners with regulatory consultants who use the Qomply technology as part of their complete Transaction Report HealthCheck.

Quality Assurance in a Click

Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class technology solutions that are easy to use and affordable.

Free Tools and Guides

Instantly Check MiFID Reportability of an Instrument

Troubleshooting | Using XXXX and XOFF for OTC Transaction Reports

Review the Top 10 Reporting Errors and How to Resolve Them

RJ O'Brien

Nathalie Revillion-Castro, Chief Operating Officer, London

"RJO specifically engaged with the Qomply team to use their ReportAssure tool to aid with two large projects that were time sensitive. The Qomply ReportAssure tool - which incorporates diagnostics based around field validations for submission and compliance lead field guidance for fields that will be accepted but may not be accurate - has a great user-friendly GUI and many features that add to internal controls. Qomply provided solid advice and expertise in consolidating our internal control structure for MiFID II Transaction reporting. A great way to enhance controls and stay compliant with the NCA's as both a BAU tool and also an internal audit enhancing product."

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy & efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise."

Third Financial

James Waterman, Operations Director

"We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process."

Bovill Regulatory Consultants

Eoghan Hartigan, Managing Consultant

"Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting."

Irwin Mitchell Asset Management

John Gilles, Head of Operations - Senior Associate

"Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately. We have also been impressed by the support and responsiveness offered by Qomply through the testing phase as well as with any day to day queries."

Comprehensive One-off Health Checks for Transaction Reporting

Never performed a health check on your transaction reporting?
Combine the regulatory expertise of our partners with the Qomply technology.

Qomply is partnered with BDO and Bovill to offer access to the Qomply platform through their regulatory services. Clients may choose from a variety of managed service packages and reviews from recognised partners using the Qomply technology.

Historical diagnostic check across a data sample from your firm

Accuracy, completeness and timeliness report

Access to Qomply platform for issue tracking and resolution

Review of your end-to-end operational process

Assessment of your governance and oversight arrangements

Comprehensive analysis of your front-office order system

Qomply ReportAssure Suite | Thousands of Checks in a Click

One of the most comprehensive arsenals of Quality Assurance and accuracy checks in the industry

Proprietary assurance engine checks every single piece of transaction report data for accuracy

Performs sophisticated matrix of over thousand rules for accuracy, validity and timeliness

Checks performed manually through the UI or through an API

Enables you to conduct your own Quality Assurance - Controls costs and maintains compliance

Detects issues with not only a firm's input files but also the regulator's MDP output files

Conducts analysis on reports both before and after they are sent to the regulator

Performs two-way or three-way reconciliations as MiFID regulations require

Verify transactions sent from front-office systems to the regulator match transactions received by the regulator

Team of regulatory experts on-hand through Qomply's partner firms