Guide | The Silent Errors in Your MiFID Transaction Reports

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This guide lists the "quieter" issues appearing in transaction reports that have been accepted by regulators. Many times, it is not until the regulators contact the firm that they notice their reporting was faulty. Topics it covers include:

• Late Submissions
• Duplicate Trades with Unique Trade Reference IDs
• Mapping of Client Static Data
• Data Quality of the TVTIC
• Resolving the CON-412 Rejection Code