MiFID Webinar: Reconciliation & Remediation 101

Best Practices and Implementation

Wednesday, 24 January 2024

What does the regulator expect in a good reconciliation and subsequent remediation of issues?

In this MiFID transaction reporting webinar, we will discuss best practices for trade reconciliation and remediation including:

Topics include

• Examples of what an effective reconciliation looks like - touching upon frequency, sample size and level of analysis
• Timelines and governance for remediation
• Approaches to correcting and amending reports
• Factors such materiality when assessing the need to submit an errors and omission notification to the FCA

The Qomply ReportAssure platform is tailored to support best practices in MiFID Transaction Reporting and Reconciliation. It offers an array of features that can significantly ease your compliance journey.

This session is open to everyone.

Current Qomply clients will be exposed to features in the platform to assist with implementation of best practices.

General industry practitioners will benefit from exposure to current industry trends and how firms are using tools available to them to demonstrate good governance and best practices.

Speaker - Sophia Fulugunay

Hosted by Sophia Fulugunya, Former FCA Regulator
Head of Transaction Reporting, Qomply

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Wednesday, 24 Jaunary 2024

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