Wednesday, 24 January 2024
In this MiFID transaction reporting webinar, we will discuss best practices for trade reconciliation and remediation including:
• Examples of what an effective reconciliation looks like - touching upon frequency, sample size and level of analysis
• Timelines and governance for remediation
• Approaches to correcting and amending reports
• Factors such materiality when assessing the need to submit an errors and omission notification to the FCA
The Qomply ReportAssure platform is tailored to support best practices in MiFID Transaction Reporting and Reconciliation. It offers an array of features that can significantly ease your compliance journey.
Current Qomply clients will be exposed to features in the platform to assist with implementation of best practices.
General industry practitioners will benefit from exposure to current industry trends and how firms are using tools available to them to demonstrate good governance and best practices.
Hosted by Sophia Fulugunya, Former FCA Regulator
Head of Transaction Reporting, Qomply
Want to know more or just want to phone us up for a chat?
+44 (0)20 8242 4789