Led by former-FCA regulator Daniel Fletcher, this training covers the major themes in Transaction Reporting Governance, key roles and responsibilities for each and oversight expectations from a regulatory perspective.
This two-hour, CPD-accredited course offers face-to-face training and is conducted at Qomply’s Central London Office. Participants receive comprehensive instruction on the fundamentals of Transaction Reporting Governance and Oversight.
• The use of transaction reports in the regulator’s mission to detect potential market abuse
• Transaction reporting processes to facilitate effective oversight of the regime
• No one size fits all model, but three major themes/levels should exist in Transaction
Reporting Governance chain
• Key Roles & Responsibilities for each major Governance theme/level
• Oversight expectations from a regulatory perspective
• Greater understanding of the major themes in Transaction Reporting Governance, and oversight
expectations from a regulatory perspective
• Practical guidance on key roles and responsibilities for each of the major Governance
themes
• Reduced risk of non-compliance
• 2 CPD Accredited Hours
The course is aimed at compliance and operations staff and in particular those involved in governance and oversight or looking to progress into such roles.
3 June 2026, 9:30-11:30am BST
Book your place via Eventbrite
25 November 2026, 9.30-11.30am GMT
Book your place via Eventbrite
The cost of the course is £375 + VAT.
Bookings are made via Eventbrite. If you'd prefer to be invoiced, please contact us at info@qomply.co.uk to arrange this.
Dan Fletcher is Transaction Reporting Manager at Qomply, where he supports firms in meeting complex regulatory reporting obligations across global markets.
Prior to joining Qomply, Dan was a Senior Associate in the Credit Rating Agencies Supervision team, Capital Markets department in the Infrastructure & Exchanges Division at the Financial Conduct Authority (FCA). In this role, he was instrumental in overseeing compliance standards and ensuring the integrity of credit rating processes. Before joining the FCA, Dan built his legal expertise at several prominent firms, including Deloitte, Stewarts, Allen & Overy, and Freshfields.
Want to know more or just want to phone us up for a chat?
+44 (0)20 8242 4789
