Gore Browne Investment Management
Simon Hebb, Compliance Director
"Qomply has reduced the complexity of what was a tedious and painful process. The scope
and breadth of their platform helped us address our regulatory obligations around transaction
reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements
and significantly reduces the very real risk of an error in what had been a manual exercise."
Arbuthnot Latham
Martin Williams, Head of Investment Operations
"Qomply's technology has helped us improve the accuracy and efficiency of our regulatory
reporting framework.
Good industry knowledge and practical experience combined with a can do attitude makes them a
great partner to work with."
Kroll (formally Duff & Phelps)
Zach Johnson, Director, Regulatory Consulting
"Qomply’s solutions are innovative and client focused. Their solutions recognise the
importance of data quality and demonstrate an in-depth understanding of the challenges faced by
the spectrum of investment firms in maintaining accurate reports. Qomply are forward looking and
agile; they constantly keep their eye on the regulatory horizon ensuring their solutions are
reflective of current and upcoming regulatory changes. They are a pleasure to work with."
BDO
Director, Professional Services Consulting Firm, London
"Qomply’s technology transformed a previously labour-intensive task into a much more
efficient process. With Qomply’s technology and straightforward interface, transactional data
can be analysed and diagnosed against a comprehensive set of rules within seconds. This has
enabled us to redirect resources to other aspects of our transaction reporting audits, such as
governance, root-cause analysis and rule and guidance interpretations. The Qomply platform
enables us to walk through the issues, with our clients, and illustrate areas requiring
strengthening. As our clients seek more technology-driven approaches, the ability to seamlessly
integrate complex processes into a single platform is critical. Our clients have and will
continue to benefit from the elevated standards embodied within such an innovative product. "
Third Financial
James Waterman, Operations Director
"We have been really impressed with the Qomply team and the ReportAssure platform. The
platform is intuitive and provides us with thorough exception-based accuracy checking of our
Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of
aspects of our verification checks, enabling us to greatly improve the efficiency of the overall
reporting process."
Bovill Regulatory Consultants
Eoghan Hartigan, Managing Consultant
"Qomply have combined a genuine grasp of complex regulations with polished technology.
The result is a tool that strengthens the hand of those seeking to manage the regulatory risk
that comes with trade and transaction reporting."
Irwin Mitchell Asset Management
John Gilles, Head of Operations - Senior Associate
"Bringing Qomply on-board to use as part of our validation process for transaction
reporting has given us confidence as a business that the transaction reports that we are
submitting are delivered accurately. We have also been impressed by the support and
responsiveness offered by Qomply through the testing phase as well as with any day to day
queries."
Variance Capital
"Qomply offers an excellent solution for firms aiming to assume control of their
regulatory reporting obligations while reducing fees. Their team's deep understanding of
regulatory requirements ensures accurate and reliable solutions for your firm's needs. Practical
and proportionate solutions. Highly recommend."