Join former FCA Regulator Sophia Fulugunya for an insightful
30-minute lunchtime webinar exploring the challenges MiFID investment firms face when reporting Aggregated Orders and applying the INTC convention.
Sophia will provide a detailed breakdown of common compliance pitfalls and practical strategies to address them. The session will conclude with a Q&A, offering you the opportunity to get your specific questions answered.
Don’t miss this focused and interactive session – register now!
Sophia Fulugunya
Director of Transaction Reporting, Qomply
Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team.
Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.
After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.
Michelle Zak
Managing Director, Qomply
Prior to establishing Qomply, Michelle served as the Chief Operating Officer at Kyte Broking/Market Securities, a globally recognized mid-size financial firm. During her tenure, she played a pivotal role in spearheading the successful implementation of MiFID II within the organization.
Over her career, Michelle held various senior leadership positions within investment banking. She previously worked for BNP Paribas and UBS investment banking divisions where she was responsible for overseeing the implementation of quantitative trading strategies for teams on the credit derivatives trading floors.
Qomply helps firms navigate the complex arena of regulatory compliance.
With companies increasingly counting the financial and reputational cost of inaccurate reporting, there is a sector-wide need for reliable quality assurance. Using automated, granular analysis tools, Qomply’s unparalleled accuracy means that firms can get their reporting right the first time.
By offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology, choosing from a menu to suit all appetites.
For more information, please contact Qomply, on +44 (0) 20 8242 4789 or info@qomply.co.uk
Follow Qomply on social media on Twitter (https://twitter.com/QomplyRegTools) and LinkedIn (https://www.linkedin.com/company/qomply/)
Want to know more or just want to phone us up for a chat?
+44 (0)20 8242 4789