Transaction Reporting Forum

Thursday 20 November 2025
9am - 11am

During the event you will hear the latest regulatory insights, practical lessons and expert perspectives on the Markets in Financial Instruments Regulation ("MiFIR") transaction reporting regime, along with recent Financial Conduct Authority ("FCA") activity, enforcement trends and what they mean for your firm.

The FCA has recently stepped up its supervisory and enforcement activity in this area, in response to persistent data quality issues. Despite MiFID II being implemented since 2018, many firms' transaction reporting frameworks remain unfit to meet the regulatory objectives of accuracy, timeliness and completeness . Recent fines - including the first issued under UK MiFIR - highlights the regulator's increasingly firm stance on data quality and proactive issue management, highlighting the importance of robust systems and controls.

The event will cover key themes including:

  • ✅ Key findings from recent FCA enforcement cases
  • ✅ The FCA's supervisory priorities for the year ahead
  • ✅ Lessons learned on effective transaction reporting frameworks
  • ✅ Common reporting failures and their root causes

To encourage open and honest discussion, Chatham House Rule will apply.

Timings

09:00am - Breakfast & Networking

09:30am - Forum

10:30am - Networking

11:00am - Close

webinar mifid ii deep dive

By submitting this request, I agree to receive email communications from Qomply to confirm my registration and send subsequent emails. I also agree to have my data shared with BDO who are participating in the event.

Venue

BDO LLP
55 Baker Street
London W1U 7EU

Hosts

Sophia Fulugunya, Qomply

Sophia Fulugunya
Director Transaction Reporting
Qomply

Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Osita Ogbubine, BDO

Osita Egubibine
Associate Directory
BDO

Osita Ogbubine is an Associate Director in Financial Services Advisory team at BDO UK with over 16 years' experience providing audit and consulting services, the last 11 of which have been in the financial services sector.

Osita has led various regulatory projects over the course of his career, supporting clients with MiFIR/MiFID II implementation, compliance healthchecks, regulatory reporting deepdives, s166 reviews and internal audits.

Osita is a qualified accountant and hold a Diploma in Investment Compliance from the Chartered Institute for Securities and Investments (CISI).

Let's Get In Touch!

Want to know more or just want to phone us up for a chat?

+44 (0)20 8242 4789

info@qomply.co.uk