Qomply Partners with

BDO and the Investment Association

Delivering Transaction Reporting Training to EMIR Refit Investment Firms

6 January 2025

This CPD accredited EMIR Refit Foundation Level Transaction Reporting Training is delivered Qomply in partnership with the Investment Association and BDO. It provides participants with a strong understanding of the transaction reporting requirements for EMIR Refit investment firms.

The course content covers not only the basics of EMIR Refit reporting but also dives into the more complicated topics of reporting. With transaction reporting representing the weakest point of entry for a firm in terms of regulatory activity, producing and maintaining accurate reporting is essential.

Topics around specific pain points and pitfalls help bring light to the trickier areas of reporting as well as those areas where firms mistakenly enter incorrect data.

The review of new and updated fields serves to clarify the purpose or intent of the new fields whilst providing more context around expected values.

Key learning objectives:

Purpose of EMIR Refit transaction reporting & regulatory drivers

EMIR Refit reporting fundamentals incl. Financial Counterparties, Two-Sided, Mandatory, Voluntary Delegated & Self Reporting

New/updated reporting fields that require a closer look

Common EMIR Refit reporting pain points & common mistakes

Who is it for?

The virtual course is aimed at compliance and operations staff and those involved in the EMIR Refit reporting process. Ideal for new starters or those looking for EMIR Refit refresher training.

To learn more or book on, go to: EMIR Refit Foundation Level Transaction Reporting

About Qomply

Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, CFTC, SFTR, MAS and ASIC) with best-in-class cloud-based technology solutions that are easy to use at affordable price points.

Our award-winning ReportAssure platform, powered by our proprietary assurance engine, delivers one of the most comprehensive arsenals of accuracy checks in the industry, ensuring our customers’ transaction reports are as complete and accurate as possible.

By offering affordable, modular subscriptions, we enable financial firms of all sizes to benefit from high-quality, regulatory reporting technology, choosing from a menu to suit all appetites.

For more information, please contact Qomply, on +44 (0) 20 8242 4789 or info@qomply.co.uk

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