Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise."

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Kroll (formally Duff & Phelps)

Zach Johnson, Director, Regulatory Consulting

"Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports. Qomply are forward looking and agile; they constantly keep their eye on the regulatory horizon ensuring their solutions are reflective of current and upcoming regulatory changes. They are a pleasure to work with."

RJ O'Brien

Nathalie Revillion-Castro, Chief Operating Officer, London

"RJO specifically engaged with the Qomply team to use their ReportAssure tool to aid with two large projects that were time sensitive. The Qomply ReportAssure tool - which incorporates diagnostics based around field validations for submission and compliance lead field guidance for fields that will be accepted but may not be accurate - has a great user-friendly GUI and many features that add to internal controls. Qomply provided solid advice and expertise in consolidating our internal control structure for MiFID II Transaction reporting. A great way to enhance controls and stay compliant with the NCA's as both a BAU tool and also an internal audit enhancing product."

Third Financial

James Waterman, Operations Director

"We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process."

Bovill Regulatory Consultants

Eoghan Hartigan, Managing Consultant

"Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting."

Irwin Mitchell Asset Management

John Gilles, Head of Operations - Senior Associate

"Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately. We have also been impressed by the support and responsiveness offered by Qomply through the testing phase as well as with any day to day queries."