Qomply removes costly transaction reporting fees, increases operational efficiency, and empowers firms to take control of the quality of their transaction reporting. Best-in-class technology solutions for MiFID, EMIR, SFTR, and ASIC that are easy to use and affordable.
Qomply takes away the pain in transaction reporting by ensuring reports are right the first time.
Transaction reporting Quality Assurance, Remediation and Day-to-Day processing of reports are straightforward with Qomply.
Qomply’s technology automatically executes a sophisticated matrix of rules and scenarios, from field-to-business-logic level, across reports. With thousands of validation rules, Qomply easily exceeds the 250 validation rules set forth by the regulators.
Qomply’s easy-to-use dashboard empowers firms to send their reports directly to the regulator – bypassing costly fees with efficient, straight-through processing power.
This all leads to the fewest number of steps in the pipeline of reporting and ensuring reports are right the first time.
Read about our newest offering: QomplyDirect
Our proprietary rules engine goes far beyond the standard validation checks to give you the assurance that reports are complete and accurate as possible.
Our affordable and flexible subscription model allows you to scale up as your business grows.
Gore Browne Investment Management
Simon Hebb, Compliance Director
"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise."
Martin Williams, Head of Investment Operations
"Qomply's technology has helped us improve the accuracy and efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."
Kroll (formally Duff & Phelps)
Zach Johnson, Director, Regulatory Consulting
"Qomply’s solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports. Qomply are forward looking and agile; they constantly keep their eye on the regulatory horizon ensuring their solutions are reflective of current and upcoming regulatory changes. They are a pleasure to work with."
Nathalie Revillion-Castro, Chief Operating Officer, London
"RJO specifically engaged with the Qomply team to use their ReportAssure tool to aid with two large projects that were time sensitive. The Qomply ReportAssure tool - which incorporates diagnostics based around field validations for submission and compliance lead field guidance for fields that will be accepted but may not be accurate - has a great user-friendly GUI and many features that add to internal controls. Qomply provided solid advice and expertise in consolidating our internal control structure for MiFID II Transaction reporting. A great way to enhance controls and stay compliant with the NCA's as both a BAU tool and also an internal audit enhancing product."
James Waterman, Operations Director
"We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process."
Bovill Regulatory Consultants
Eoghan Hartigan, Managing Consultant
"Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting."
Irwin Mitchell Asset Management
John Gilles, Head of Operations - Senior Associate
"Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately. We have also been impressed by the support and responsiveness offered by Qomply through the testing phase as well as with any day to day queries."
Transaction Report Diagnostic Auditor ensures transaction reports are right the first time. Only solution trusted by regulatory consultants.
Most comprehensive arsenal of accuracy checks in the industry mitigates regulatory risk, reduces reporting costs, and ensures operational efficiency.
Instantly and efficiently reconciles transactions sent from front-office systems to the regulator versus those received by the regulator. Two-way and three-way reconciliation.
Over-reporting, under-reporting and timeliness are identified in an easy-to-use dashboard.
QomplyDirect empowers users to send transaction reports directly to the regulator or ARM. Through one platform, users monitor status, resolve exceptions, and reduce costly reporting fees.
Streamlines reporting process and reduces costs. Empowers users to take control of reporting costs.
Instantly determine the reportability of instruments across UK and EU. Free service searches multiple instruments, regions, and trade dates at once.
Free XML Convertor tool instantly converts MiFID MDP XML files to CSV files, eliminating the complex, time-consuming and frustrating process of conversion.
Reduce operational risk by securely storing, maintaining, and controlling distribution of personal sensitive data complying with MiFID II regulations, GDPR, and data privacy.
Want to know more or just want to phone us up for a chat?
+44 (0)20 8242 4789