Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class technology solutions that are easy to use and affordable.

Winner WatersTechnology Best Newcomer 2021
Winner British Bank Award 2021 RegTech Partner of the Year


Qomply’s ReportAssure platform performs Quality Assurance, accuracy, timeliness and completeness checks for transaction reports for MiFID (MiFIR), EMIR and SFTR. Delivering one of the most comprehensive arsenals of accuracy checks in the industry, Qomply’s transaction report diagnostic auditor is powered by a proprietary assurance engine that checks every single piece of transaction report data for accuracy – performing a sophisticated matrix of rules and accuracy checks.

The Qomply Trade Reconciler for MiFID II performs trade reconciliations across large data sets

Quality Assurance Assurance: Thousands of Checks in a Click

Our proprietary rules engine goes far beyond the standard validation checks to give you the assurance that reports are complete and accurate as possible.

Diagnostic Tool Affordable Modular Pricing

Our affordable and flexible subscription model allows you to scale up as your business grows.

Diagnostic Tool Plug and Play

With our easy to use and straight-forward interfaces, you’ll be up and running within minutes - freeing up time and resources.

Diagnostic Tool Chosen by Regulatory Consultancies

Ensures our awareness of regulatory changes on the horizon and removes this uncertainty for our clients.

Diagnostic Tool Robust & Secure Technology

Due to our world class, multi-layered encryption, cloud-based technology.

Winner WatersTechnology Most Innovative Regulatory Solution 2022
Winner Global Investor Investment Excellence Award 2021 Compliance System of the Year
Winner British Bank Award 2021 RegTech Partner of the Year
Winner WatersTechnology Best Newcomer 2021

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy & efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise."

Third Financial

James Waterman, Operations Director

"We have been really impressed with the Qomply team and the ReportAssure platform. The platform is intuitive and provides us with thorough exception-based accuracy checking of our Transaction Reports. By adopting Qomply’s solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process."

Bovill Regulatory Consultants

Eoghan Hartigan, Managing Consultant

"Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting."

Irwin Mitchell Asset Management

John Gilles, Head of Operations - Senior Associate

"Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately. We have also been impressed by the support and responsiveness offered by Qomply through the testing phase as well as with any day to day queries."

Artbuthonot Latham
Third Financial
Bovill Regulatory Consultants
Irwin Mitchell Asset Management


Qomply ReportAssure | Transaction Report Diagnostic Auditor

Covering key transaction reporting regulations, such as MiFID, SFTR and EMIR, the Transaction Report Diagnostic Auditor ensures transaction reports are accurate.

Qomply’s Transaction Report Diagnostic Auditor delivers one of the most comprehensive arsenals of accuracy checks in the industry. Powered by a proprietary assurance engine, every single piece of transaction report data is checked for accuracy – performing a sophisticated matrix of thousands of rules and accuracy checks.

The tool offers a straight-forward interface and a streamlined API enabling market participants to either use as a stand-alone product or integrate within their existing technical infrastructure.

Unique in the market, the Qomply Diagnostic Auditor detects issues with not only a firm's input files but also the regulator's MDP output files. This enables firms to preemptively and retrospectively conduct an analysis of their reports before and after reports submitted to the regulator - essential in complying with the regulations.

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Diagnostic Tool

Qomply ReportAssure | Transaction Report Trade Reconciler for MiFID II

Trade Reconciler

Accuracy testing and reconciliations are mandated under RTS 22, Article 15. The Transaction Report Trade Reconciler performs completeness checks across large data sets within moments. At the touch of a button, market participants can efficiently reconcile transactions sent, from their front-office systems, to the regulator versus those received by the regulator.

Many firms still rely heavily on manual processes to analyse and reconcile their transaction report data. This severely limits reporting accuracy and productivity. Qomply’s solutions liberates firms from this burden and transforms their operational functions freeing up time to focus on their core business models.

Smaller firms are empowered to easily meet their regulatory obligations by only paying for the solution they require. Pricing models based on trade volume makes the Reconciler Tool a viable option for most firms.

Running both the Diagnostic and the Reconciliation provides an added-level of due diligence and comfort in the assurance that transaction reporting systems are working correctly.

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Qomply MiFID Reportability Tool | FCA and ESMA FIRDS Lookup Tool

This free solution enables firms to conduct reportability checks to determine if a financial instrument is MiFID-reportable in the UK, the EU, or both.

By inputting an ISIN (instrument identifier), a string of ISINs, or uploading a CSV file for a specific trade date, the service will report, as of that trade date, the region and reportability of that instrument. Therefore, firms will know, unequivocally, if the instrument was reportable, when, and where.

This is the only solution freely available that queries both FCA FIRDS and ESMA FIRDS databases and conducts searches across multiple instruments at once. Ambiguity of reporting obligations is removed as the tool reaches back in time to determine if an instrument was reportable in a specific regime.

It is now easy for market participants to obtain answers on their reporting obligations in one place as opposed to issuing multiple queries across different locations.

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MiFID Reportability Checker

Qomply Dashboard

QomplyPi Centralised Sensitive Data Tool

Qomply Centralised Sensitive Data Tool is a cloud-based application used by trading venues and investment firms. The platform centralises the maintenance, processing and distribution of personal sensitive data so as to comply with recent EU MiFID II regulations, GDPR, and data privacy. The solution promotes an integrated financial system, imposes a secure control framework, and reduces operational risk and resources.

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Qomply Unified Message Monitor

The Qomply Unified Message Monitor centralises messages raised by trading venues and ARMs.

Investment firms monitor one central area for messages and exceptions across venues.

The unified messaging monitor can be used stand-alone or integrated into an existing technical infrastructure through an API. Optionally, the monitor can be used as part of the entire QomplyPi Sensitive Data Solution.

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Unified Message Monitor

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