Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class technology solutions that are easy to use and affordable.
Qomply empowers financial firms of all sizes to meet their regulatory transaction reporting requirements (MiFID, EMIR, SFTR, and ASIC) with best-in-class technology solutions that are easy to use and affordable.
Qomply’s ReportAssure platform performs Quality Assurance, accuracy, timeliness and completeness checks for transaction reports for MiFID (MiFIR), EMIR and SFTR. Delivering one of the most comprehensive arsenals of accuracy checks in the industry, Qomply’s transaction report diagnostic auditor is powered by a proprietary assurance engine that checks every single piece of transaction report data for accuracy – performing a sophisticated matrix of rules and accuracy checks.
Assurance: Thousands of Checks in a Click
Our proprietary rules engine goes far beyond the standard validation checks to give you the assurance that reports are complete and accurate as possible.
Affordable Modular Pricing
Our affordable and flexible subscription model allows you to scale up as your business grows.
Plug and Play
With our easy to use and straight-forward interfaces, you’ll be up and running within minutes - freeing up time and resources.
Chosen by Regulatory Consultancies
Ensures our awareness of regulatory changes on the horizon and removing this uncertainty for our clients.
Robust & Secure Technology
Due to our world class, multi-layered encryption, cloud-based technology.
Covering key transaction reporting regulations, such as MiFID, SFTR and EMIR, the Transaction Report Diagnostic Auditor ensures transaction reports are accurate.
Qomply’s Transaction Report Diagnostic Auditor delivers one of the most comprehensive arsenals of accuracy checks in the industry. Powered by a proprietary assurance engine, every single piece of transaction report data is checked for accuracy – performing a sophisticated matrix of thousands of rules and accuracy checks.
The tool offers a straight-forward interface and a streamlined API enabling market participants to either use as a stand-alone product or integrate within their existing technical infrastructure.
Unique in the market, the Qomply Diagnostic Auditor detects issues with not only a firm's input files but also the regulator's MDP output files. This enables firms to preemptively and retrospectively conduct an analysis of their reports before and after reports submitted to the regulator - essential in complying with the regulations.
Accuracy testing and reconciliations are mandated under RTS 22, Article 15. The Transaction Report Trade Reconciler performs completeness checks across large data sets within moments. At the touch of a button, market participants can efficiently reconcile transactions sent, from their front-office systems, to the regulator versus those received by the regulator.
Many firms still rely heavily on manual processes to analyse and reconcile their transaction report data. This severely limits reporting accuracy and productivity. Qomply’s solutions liberates firms from this burden and transforms their operational functions freeing up time to focus on their core business models.
Smaller firms are empowered to easily meet their regulatory obligations by only paying for the solution they require. Pricing models based on trade volume makes the Reconciler Tool a viable option for most firms.
Running both the Diagnostic and the Reconciliation provides an added-level of due diligence and comfort in the assurance that transaction reporting systems are working correctly.
This free solution enables firms to conduct reportability checks to determine if a financial instrument is MiFID-reportable in the UK, the EU, or both.
By inputting an ISIN (instrument identifier), a string of ISINs, or uploading a CSV file for a specific trade date, the service will report, as of that trade date, the region and reportability of that instrument. Therefore, firms will know, unequivocally, if the instrument was reportable, when, and where.
This is the only solution freely available that queries both FCA FIRDS and ESMA FIRDS databases and conducts searches across multiple instruments at once. Ambiguity of reporting obligations is removed as the tool reaches back in time to determine if an instrument was reportable in a specific regime.
It is now easy for market participants to obtain answers on their reporting obligations in one place as opposed to issuing multiple queries across different locations.
Qomply Centralised Sensitive Data Tool is a cloud-based application used by trading venues and investment firms. The platform centralises the maintenance, processing and distribution of personal sensitive data so as to comply with recent EU MiFID II regulations, GDPR, and data privacy. The solution promotes an integrated financial system, imposes a secure control framework, and reduces operational risk and resources.
The Qomply Unified Message Monitor centralises messages raised by trading venues and ARMs.
Investment firms monitor one central area for messages and exceptions across venues.
The unified messaging monitor can be used stand-alone or integrated into an existing technical infrastructure through an API. Optionally, the monitor can be used as part of the entire QomplyPi Sensitive Data Solution.
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Qomply is the trading name of Qomply Limited and is a private limited company registered in England and Wales with registered number 12082474, VAT Number 357 7105 86 and registered address: 133-137 Fetter Lane, London, EC4A 1BF, UK.