MIFID II WEBINAR

Lessons Learnt from Recent RTS 22 Fines - Infinox & Sigma

Wednesday 1 October, 2025
1pm-1.30pm

webinar rts22 fines

The FCA’s recent fines against Infinox Capital and Sigma Broking highlight just how costly RTS 22 transaction reporting failures can be.

In this 30-minute webinar, former FCA regulator Sophia Fulugunya will unpack the key takeaways from these enforcement actions and provide practical guidance to help firms avoid similar pitfalls.

What we'll cover:

  • Summary of the final notice publications
  • Where Infinox and Sigma went wrong
  • Quick wins to strengthen your reporting framework

Who should attend?

Compliance professionals and operations teams looking for concise, actionable insights on transaction reporting obligations.

The event is only open to direct, financial market participants.



By submitting this request, I agree to receive email communications from Qomply to confirm my registration and send subsequent emails.

Meet Your Host

Sophia Malaika Fulugunya
Sophia Fulugunya
Director of Transaction Reporting, Qomply

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team.

Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Sophia Malaika Fulugunya Sophia Fulugunya
Director of Transaction Reporting, Qomply

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team.

Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.

After leaving the FCA, Sophia served as an Associate in Bovill's Capital Markets team, a leading regulatory consultancy, providing clients with specialist advice and support related to transaction reporting matters.

Michelle Zak Michelle Zak
Managing Director, Qomply

Prior to establishing Qomply, Michelle served as the Chief Operating Officer at Kyte Broking/Market Securities, a globally recognized mid-size financial firm. During her tenure, she played a pivotal role in spearheading the successful implementation of MiFID II within the organization.

Over her career, Michelle held various senior leadership positions within investment banking. She previously worked for BNP Paribas and UBS investment banking divisions where she was responsible for overseeing the implementation of quantitative trading strategies for teams on the credit derivatives trading floors.

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