A US-based buy-side firm recently received FCA authorisation to trade OTC derivatives in the UK.
Recognising that MiFID transaction reporting represents a potential point of entry for regulators, the firm wanted to ensure its transaction reporting was exemplary. However, the firm lacked the resources and expertise to implement a comprehensive reporting operation while focusing on getting its trading operations up and running.
Qomply’s Managed Service was invaluable in ensuring our transaction reporting was accurate and compliant from day one. Their expertise allowed us to focus on building our trading operations, knowing that the reporting process was in capable hands. The peace of mind and efficiency they provided were critical to our successful launch.
- Operations & Compliance Manager, US Buy-Side Firm
The firm selected Qomply’s Managed Service offering to completely delegate the operational aspects of transaction reporting.
Qomply’s experts handle day-to-day report generation, quality control, and exception handling, allowing the firm to focus on building their business.
The firm oversees the reporting from its US office, while Qomply's team manages daily issues.
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Qomply is the trading name of Qomply Limited and is a private limited company registered in England and Wales with registered number 12082474, VAT Number 357 7105 86 and registered address: 133-137 Fetter Lane, London, EC4A 1BF, UK.
