Qomply Webinar | Capital Markets Regulation

Post-Brexit Retrospective and Horizon Scanning

Date : 14 July 2021 10am-11am

Panelists :

Stephen HanksStephen Hanks - FCA
Kay SwinburneDr. Kay Swinburne - KPMG
Damon BattenDamon Batten - Bovill

Moderated by Michelle Zak from Qomply

A brief discussion of financial market activity from a regulatory perspective.

Discussion points include upcoming changes to MiFID as well as the topics that the FCA is focusing on for the second half of this year.

Panelists will share insights into the particular challenges faced by financial firms and the overall response and agility of the financial industry. The session will also look at the regulatory horizon with panelists sharing views on the calibration of policies and potential impact on market participants.

Report Assurance at the Touch of a Button

MiFID II regulations requires firms to have arrangements in place to ensure transaction reports are complete and accurate.

Qomply's cloud-based ReportAssure Suite performs accuracy, timeliness, and completeness checks providing assurance that transaction reporting systems are working correctly.

Use Qomply's technology as a subscription-based service or access the power of Qomply's technology through a one-off HealthCheck with one of our regulatory consultancy partners.

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