Whilst the industry has had a few years to bed-in processes around transaction reporting, issues continue to challenge firms and their operations, risk and compliance departments. Additionally, firms operating cross-border branches were forced to up-root some of their existing processes as they adapted to more of a centralised trade processing and reporting framework. Pre-existing issues may have been unintentionally transported into the new operational system.

Topics:

Top 10 rejections that firms are receiving from the regulators for their transactions.
Common hidden reporting errors
Common trade booking issues
The process of conducting a retrospective transaction report healthcheck, including the required three-way reconciliation process.

Qomply will demonstrate the use of technology to automatically identify, unpick and resolve errors in transaction reporting.

Webinar Hosted by Our Partners, BDO