Common Reporting Issues
and How to Resolve Them
Whilst the industry has had a few years to bed-in processes around transaction reporting, issues continue to challenge firms and their operations, risk and compliance departments.
This Webinar Discussed the:
Top 10 transaction rejections
Common hidden reporting errors
Common trade booking issues
Retrospective transaction report healthcheck and reconciliation
Qomply demonstrates the use of technology to automatically identify, unpick and resolve errors in transaction reporting.
MiFID Requires Periodic Checks of Transaction Reports
Regulations state that firms must ensure the accuracy of their transaction reports.
The Qomply ReportAssure Suite includes a sophisticated accuracy engine as well as a trade reconciliation tool - covering key aspects of the control framework for transaction reporting. This suite of tools enables firms to conduct comprehensive healthchecks on their transaction reports - both before and after submission to the regulator.
The process is simple and efficient - made easier by using the FCA's MDP file to retrospectively check trades sent to the FCA. With over 1000 logic checks on the 65 transaction fields, Qomply offers one of the most comprehensive healthchecks in the market.
Comprehensive checks at an attractive price point.
