Quality Assurance at the Touch of a Button

MiFID II regulations requires firms to have arrangements in place to ensure transaction reports are complete and accurate.

Qomply is a RegTech firm that has redefined how investment firms meet complex MiFID II regulatory requirements at disruptive prices.

Qomply's cloud-based ReportAssure Suite performs Quality Assurance, accuracy, timeliness and completeness checks providing assurance that transaction reporting systems are working correctly. Qomply helps your firm comply with arduous MiFID regulations through an efficient and streamlined approach to transaction reconciliation, validity, completeness, and timeliness.

Built to respond to increasing levels of complexity of regulation, rules, and data analytics, these cloud-based tools offer straight-forward interfaces and streamlined APIs enabling market participants to either use as a stand-alone products or integrate within their existing technical infrastructure.

Qomply's modular system sets it apart – clients subscribe to only the services they require with a tailored-subscription model to reflect trade flow.

Comprehensive One-off Health Checks Offer Firms Assurance

Partner firms, such as BDO and Bovill, offer access to the Qomply platform through their regulatory services. Clients may choose from a variety of managed service packages and reviews from recognised partners using the Qomply technology.

Qomply put compliance at the touch of a button

Comprehensive One-off Health Checks for Transaction Reporting

Never performed a health check on your transaction reporting?
Combine the regulatory expertise of our partners with the Qomply technology.

Historical diagnostic check across a data sample from your firm

Accuracy, completeness and timeliness report

Access to Qomply platform for issue tracking and resolution

Review of your end-to-end operational process

Assessment of your governance and oversight arrangements

Comprehensive analysis of your front-office order system

Qomply ReportAssure Suite

One of the most comprehensive arsenals of Quality Assurance and accuracy checks in the industry

Proprietary assurance engine checks every single piece of transaction report data for accuracy

Performs sophisticated matrix of rules for accuracy, validity and timeliness

Checks performed manually through the UI or through an API

Detects issues with not only a firm's input files but also the regulator's MDP output files

Conducts analysis on reports both before and after they are sent to the regulator

Performs two-way or three-way reconciliations as MiFID regulations require

Verify transactions sent from front-office systems to the regulator match transactions received by the regulator

Team of regulatory experts on-hand through Qomply's partner firms - BDO and Bovill