Quality Assurance at the Touch of a Button

MiFID II regulations requires firms to have arrangements in place to ensure transaction reports are complete and accurate.

Perform Quality Assurance on your transaction reporting through Qomply's cloud-based ReportAssure Suite. Qomply performs accuracy, timeliness, and completeness checks providing assurance that transaction reporting systems are working correctly.

Checks can be done before or after sending to the regulatory or ARM. Qomply's platform is built to respond to increasing levels of complexity of regulation, rules, and data analytics. Qomply's tools offer straight-forward interfaces and streamlined APIs enabling market participants to either use as a stand-alone products or integrate within their existing technical infrastructure.

If you are looking to conduct your own periodic quality assurance, accuracy, completeness, and timeliness checks, then the Report Assure Suite puts One-Thousand Checks at a Click.

Quality Assurance in a Click

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy & efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise. "

Arbuthnot Latham

Martin Williams, Head of Investment Operations

"Qomply's technology has helped us improve the accuracy & efficiency of our regulatory reporting framework. Good industry knowledge and practical experience combined with a can do attitude makes them a great partner to work with."

Gore Browne Investment Management

Simon Hebb, Compliance Director

"Qomply has reduced the complexity of what was a tedious and painful process. The scope and breadth of their platform helped us address our regulatory obligations around transaction reporting reconciliation. Qomply is an excellent solution for our MiFID reporting requirements and significantly reduces the very real risk of an error in what had been a manual exercise. "

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Comprehensive One-off Health Checks for Transaction Reporting

Historical diagnostic check across a data sample from your firm

Accuracy, completeness and timeliness report

Access to Qomply platform for issue tracking and resolution

Review of your end-to-end operational process

Assessment of your governance and oversight arrangements

Comprehensive analysis of your front-office order system

Qomply Report Assure Suite | 1,000 checks in a click


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One of the most comprehensive arsenals of Quality Assurance and accuracy checks in the industry

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Proprietary assurance engine checks every single piece of transaction report data for accuracy

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Performs sophisticated matrix of over 1,000 rules for accuracy, validity and timeliness

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Checks performed manually through the UI or through an API

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Detects issues with not only a firm's input files but also the regulator's MDP output files

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Conducts analysis on reports both before and after they are sent to the regulator

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Perform two-way or three-way reconciliations

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Verify transactions sent from front-office systems to the regulator match transactions received by the regulator

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Team of regulatory experts on-hand through Qomply's partner firms

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Want to know more or just want to phone us up for a chat?

+44(0)20 8242 4789